Compliance and a Human Rights Strategy: Part 1

Compliance and a Human Rights Strategy: Part 1

The compliance intersection with Environmental, Social, and Corporate Governance (ESG) continues to drive many initiatives in both the ESG realm as well as compliance. One of the key areas is in found in corporate Supply Chain, particularly around human rights, human...
Macbeth and Culture Transformation

Macbeth and Culture Transformation

Over the past week, I have been considering Joel Coen’s The Tragedy of Macbeth currently appearing on Apple TV. I have been reviewing the film and exploring my love of all things Shakespeare. Today, to end this series I want to talk about the remarkable performance by...
Macbeth and the ‘S’ Learning Curve for Compliance

Macbeth and the ‘S’ Learning Curve for Compliance

Over the weekend I saw Joel Coen’s The Tragedy of Macbeth on Apple TV. To say it blew me away would be putting it mildly. I have been reviewing the film this week and exploring my love of all things Shakespeare in this week’s blog posts. Today, I want to consider...
Macbeth and Transformation of Your Compliance Leadership Team

Macbeth and Transformation of Your Compliance Leadership Team

Over the weekend I saw Joel Coen’s The Tragedy of Macbeth on Apple TV. To say it blew me away would be putting it mildly. I have been reviewing the film this week and exploring my love of all things Shakespeare in this week’s blog posts. Today, I want to consider...
Macbeth and Transformation of Your Compliance Program

Macbeth and Transformation of Your Compliance Program

Over the weekend I saw Joel Coen’s The Tragedy of Macbeth on Apple TV. To say it blew me away would be putting it mildly. David Sims, writing in The Atlantic, said, “Shot in stark black-and-white by the cinematographer Bruno Delbonnel and staged on abstract,...
Continuous Improvement of Internal Controls

Continuous Improvement of Internal Controls

Cristina Revelo is the Deputy Director, Corporate Monitoring at Affiliated Monitors, Inc (AMI). Her academic background is in Master of Science and Bachelor of Science in Accountancy from the University of Illinois. Her professional background is in forensic...
AML Trends for 2022

AML Trends for 2022

I recently had the chance to visit with Koby Bambilia, Managing Director at K2 Integrity. We looked at some key anti-money laundering (AML) trends in 2021 and how they might impact AML investigations, prevention and enforcement going forward into 2022. We consider the...
Podcasting for Compliance Training and Communication

Podcasting for Compliance Training and Communication

If there is one truism from the practices of law which translates to the practice of compliance it is that you are only limited by your own imagination. This holds true in the 360-degree realm of communication in compliance, as communications obviously come in many...
How Compliance Can Lead an ESG Effort

How Compliance Can Lead an ESG Effort

David Povey, in Why compliance must play part in sustainability initiatives, reported that in an International Compliance Association survey, over 64% of respondents said compliance must tackle the issue, one respondent stated, “These issues represent the biggest...
Due Diligence Lessons from Elizabeth Holmes and Theranos

Due Diligence Lessons from Elizabeth Holmes and Theranos

Elizabeth Holmes was found guilty this week on 4 of 11 charges against her. The jury was unable to reach agreement on the remaining seven charges against her. Multiple media outlets have reported on the verdict. They include the Verdict itself in the Wall Street...