Mythbusting ESG & FAQs Part 2

Mythbusting ESG & FAQs Part 2   In this second episode of a special two-part series on ESG, CSS’s Regulatory Content Manager, Greg Hotaling and ESG Specialist, Marye Cherry demystify the complicated world of ESG including the latest regulatory developments,...

Mythbusting ESG & FAQs Part 1

Mythbusting ESG & FAQs Part 1   In this episode of a special two-part series on ESG, CSS’s Regulatory Content Manager, Greg Hotaling and ESG Specialist, Marye Cherry demystify the complicated world of ESG including the latest regulatory developments, the...

SFDR Level 2 RTS Delays and Latest Developments

SFDR Level 2 RTS Delays and Latest Developments   In this episode, CSS’s Head of ESG, Marye Cherry discusses the latest updates on ESG, including the delay to the SFDR Level 2 RTS and the impact that will have on financial firms.     About Our Guest...

The Mood of Compliance

The Mood of Compliance   In this episode, CSS’s Executive Director, Jackie Hallihan and Senior Consultant, Adam DiPaolo discuss observations on the mood of compliance, with predictions of heavy regulatory activity, and key areas of focus including enforcement,...

The RIA Wild West of Going Independent

The RIA Wild West of Going Independent   In this episode, CSS’s Director of Retail Wealth Manager Services, Korrine Kohm and Founder of Transition To RIA, Brad Wales discuss the path to becoming an independent registered investment adviser, best practices to get...

Preparing Private Funds for the Marketing Rule

Preparing Private Funds for the Marketing Rule   In this episode, our team of private funds experts, John Gentile, Eugenie Warner and Adam DiPaolo, discuss how private funds will be affected by the new Marketing Rule and how they can start preparing for...

EMIR REFIT & Regulatory Harmonization

EMIR REFIT & Regulatory Harmonization   In this episode, our team of global transaction reporting experts, Alexis Wiazmitinoff and Nicklas Nilsson discuss changes coming to EMIR REFIT in 2022 and beyond. With the markets moving towards a harmonization of data...