Dec 13, 2021 | CoffeeandRegs
Trends in Transaction Reporting in 2022 In this episode, CSS’s Transaction Reporting product team of Alexis Wiazmitinoff and Nicklas Nilsson make predictions on trends in transaction reporting in 2022 – from updates to SFTR to preparation for EMIR REFIT. ...
Dec 6, 2021 | CoffeeandRegs
The Perfect Storm – PRIIPs and SFDR in 2022 In this episode, CSS’s Chief Product Officer Ronan Brennan makes predictions for PRIIPs and how the regulatory landscape in 2022 with PRIIPs and SFDR is reminiscent of 2018 with the implementation of PRIIPs and MiFID II....
Nov 29, 2021 | CoffeeandRegs
Digital Assets: Trading & Compliance for Cryptocurrency In this episode, Director of Registered Investment Company Services, Allison Fraser and Director of Broker-Dealer Services & Private Funds, John Gentile discuss the latest on digital assets and...
Nov 22, 2021 | CoffeeandRegs
Special Episode with the Deputy Commissioner, Securities Division of the Vermont Dept. of Financial Regulation In this special episode, CSS’s Director of Retail Wealth Manager Services Korrine Kohm and William R. Carrigan, Deputy Commissioner, Securities Division of...
Nov 15, 2021 | CoffeeandRegs
PRIIPs Delay, But Not Implementation Delays In this episode, CSS’s SVP of Business Development Ashley Smith joins Chief Product Officer Ronan Brennan to discuss the latest on the PRIIPs RTS, UK/EU divergence, data management complexities of the UCITS to PRIIPs...
Nov 8, 2021 | CoffeeandRegs
CCOs & ESG – Preparing Now for What’s Next In this episode, CSS’s team of CCOs Matt Calabro and Victoria Olson discuss how CCOs can prepare now for what’s to come with ESG – from policies and procedures to marketing materials and disclosures. About Our...
Nov 1, 2021 | CoffeeandRegs
Cybersecurity Training, Talent and Diversity In this episode, Founder and CEO at CyberVista, Simone Petrella and CSS’s Director of Cyber IT Services, E.J. Yerzak discuss the importance of cybersecurity training, education, how to recruit talent and diversity in cyber...
Oct 25, 2021 | CoffeeandRegs
An ESG Fireside Chat with KPMG’s Kay Swinburne In this episode, Vice Chair of Financial Services at KPMG UK, and former parliamentarian, Dr. Kay Swinburne and CSS’s Chief Product Officer Ronan Brennan discuss the latest on ESG, level 2 SFDR and what investment...
Oct 18, 2021 | CoffeeandRegs
Digital Assets: Trading & Compliance for Cryptocurrency In this episode, Director of Registered Investment Company Services, Allison Fraser and Director of Broker-Dealer Services & Private Funds, John Gentile discuss the latest on digital assets and...
Oct 11, 2021 | CoffeeandRegs
Shareholding Disclosure Rules for Managed Holdings In this episode, CSS’s Regulatory Content Manager, Greg Hotaling and Head of Shareholding Disclosure at aosphere LLP, Faye Sutherland discuss shareholding disclosure rules for managed holdings and why obligations...
