Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to more fully explore a subject. In this episode, we deep dive into the recent New York Department of Financial Services enforcement action against Carnival Cruise Lines for failures in its cybersecurity reporting obligations.  Highlights include:

·      Why is Carnival Cruise Lines subject to the DFS?

·      What violations occurred?

·      Why were there false certifications?

·      What were the tactical cyber security violations?

·      Were they material?

·      Lessons for the compliance professional.

Resources

Matt in Radical Compliance