menu

10 For 10: Top Compliance Stories For the Week Ending October 6, 2023

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • DOJ offers self-disclosure incentives in M&A. (WSJ)
  • SBF-Backdoor Man?  (NYT)
  • Matt Levine on the SEC’s busy week.   (Bloomberg)
  • EX-A&F CEO under investigation for sexually harassing men.   (BBC)
  • Elon Musk to face trial over Twitter disclosures. (Reuters)
  • Estimating Chinese corruption. (FT)
  • Albemarle settles FCPA action.   (FCPA Blog)
  • Shinhan Bank to pay $25MM for ‘compliance problems’.  (WSJ)
  • Yet another pre-taliation case. This time, DE Shaw pays $15MM. (WSJ)
  • Clear Channel settles FCPA enforcement action. (FCPA Blog)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

Connect with Tom 

Threads

Instagram

Facebook

YouTube

Twitter

LinkedIn

Leave a Reply

Your email address will not be published. Required fields are marked *

What are you looking for?