What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!
In this episode of the ‘Two Gurus Talk Compliance Podcast,’ hosts Kristy Grant-Hart and Tom Fox delve into recent updates and stories in the compliance world. They explore the DOJ’s latest guidance on corporate compliance programs, highlighting themes of data access and the role of AI. Discussion on domestic bribery leads to the case against NYC Mayor Eric Adams for alleged violations, including unauthorized travel expenses. The hosts also analyze four significant trade sanction cases detailed by Michael Volkov, illustrating the importance of rigorous compliance measures. Notable segments include the investigation into Binance’s hefty compliance investments, the influence of competition on corporate culture, and current issues in internal controls. A curious case on Caremark claims against Wells Fargo’s board is mentioned, providing insights into potential legal trends. The podcast closes with a humorous touch on a Florida man’s recurring jail visits due to retail fraud. The episode is a comprehensive overview of key compliance topics marked by real-world examples and expert insights.
Stories Include:
- How Binance found that old time ‘compliance’ religion. (WSJ)
- Wells Fargo must face Caremark claim. (Reuters)
- SEC fines 11 more firms for failures in messaging apps. (SEC Press Release)
- 4 top sanctions cases. (Corruption, Crime and Compliance)
- On the importance of internal controls. (Harvard Law School Forum on Corporate Governance)
- Revamped Compliance Program Guidance! (Radical Compliance)
- Canada, Mexico Should Halt China Forced-Labor Imports, U.S. Lawmakers Say. (WSJ)
- NYC Mayor Eric Adams accepted harmless ‘courtesies,’ not bribes, his lawyer says (AP)
- Companies Like to Pit Internal Teams Against Each Other. Bad Idea. (WSJ)
- 57-year-old Florida man goes to jail for 75th time (WTSP)
Resources:
Kristy Grant-Hart on LinkedIn
Tom
