In a recent episode of the podcast ‘All Things Investigations, the discussion centered around directors’ critical role in ensuring legal compliance, particularly in sanctions and export controls. I was joined…
Maintaining a positive attitude in compliance programs is crucial for effective interactions and perceptions within the field. In a recent episode of ‘Creativity and Compliance‘ co-hosted by Tom Fox and…
Insider trading has long been a contentious issue in finance, with compliance, legal, and ethical implications that continue to evolve. There is currently an insider trading case going to trial,…
Lisa Fine recently sat down with Maria Doughty for an episode of Great Women in Compliance. As the CEO of The Chicago Network, the premier organization of Chicagoland’s most influential…
All leadership in the 21st century is undergoing a significant transformation. Traditional leadership styles and models are no longer adequate for the complex and rapidly changing world we find ourselves…
It would not be too controversial to say that compliance programs are crucial in ensuring that organizations adhere to legal and ethical standards. That is basically what we are all…
I recently had the opportunity to visit with Joshua Drew, formerly a lawyer at the Department of Justice (DOJ) at Main Justice in Washington and also an Assistant US Attorney…
Compliance and risk management are crucial aspects of any organization; the third sector is no exception. In this week’s episode of Great Women in Compliance, hosted by Hemma Lomax, she…
The General Data Protection Regulation (GDPR) has significantly changed how organizations handle data protection and privacy. It emphasizes the importance of transparency and honesty in disclosing data breaches and vulnerabilities….
The Securities and Exchange Commission (SEC) has been cracking down on companies that engage in pre-taliation, imposing increasing fines. This was evident in the recent case of JP Morgan, which…
