It would not be too controversial to say that compliance programs are crucial in ensuring that organizations adhere to legal and ethical standards. That is basically what we are all…
It would not be too controversial to say that compliance programs are crucial in ensuring that organizations adhere to legal and ethical standards. That is basically what we are all…
I recently had the opportunity to visit with Joshua Drew, formerly a lawyer at the Department of Justice (DOJ) at Main Justice in Washington and also an Assistant US Attorney…
Compliance and risk management are crucial aspects of any organization; the third sector is no exception. In this week’s episode of Great Women in Compliance, hosted by Hemma Lomax, she…
The General Data Protection Regulation (GDPR) has significantly changed how organizations handle data protection and privacy. It emphasizes the importance of transparency and honesty in disclosing data breaches and vulnerabilities….
The Securities and Exchange Commission (SEC) has been cracking down on companies that engage in pre-taliation, imposing increasing fines. This was evident in the recent case of JP Morgan, which…
In a recent Great Women in Compliance episode, hosts Ellen Hunt and Sarah Hadden were joined by guests Asha Palmer and Jason Meyer. They took a deep dive into the important…
One of the areas articulated in the 2023 ECCP was around payments and payroll. The compliance professional and the corporate payroll function have a significant role to play in operationalizing…
The 2023 ECCP re-emphasized the need for both performing a root cause analysis but equally importantly using it to remediate your compliance program. It stated, “a hallmark of a compliance…
One of the biggest changes in the 2020 FCPA Resource Guide, 2nd edition, is the addition of a new Hallmark, entitled, Investigation, Analysis, and Remediation of Misconduct, which reads in…
What are some of the strategic considerations for implementing AI in compliance? What are the key factors that impact these strategic considerations for implementing AI in compliance, exploring the tradeoffs,…
