What are internal controls? The best definition I have come across is from Jonathan Marks, who defined internal controls as: Internal control is an action or process
The most significant development for Boards and compliance continues to come from the Delaware courts, which have been expanding the civil law obligations of Boards
Mike Volkov has said, “Even when a company does all the right things at the senior management level, the real issue is whether or not
DAG Lisa Monaco’s speech in September 2022 announcing the Monaco Memo as articulated in the Monaco Doctrine laid out the very basics of compliance; that
Continuous monitoring and improvement are two of the most important phrases for any compliance program. These twin concepts were perhaps the biggest modifications in the
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days series in
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days series in
The 2020 Update re-emphasized the need for both performing a root cause analysis but equally importantly using it to remediate your compliance program. It stated,
One of the biggest changes in the 2020 FCPA Resource Guide is the addition of a new Hallmark, entitled “Investigation, Analysis, and Remediation of Misconduct”,
Your company has just made its largest acquisition ever and your CEO says they want you to have a compliance post-acquisition integration plan on their
