Day 6 | The Code of Conduct
January 6, 2021
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What is the value of having a Code of Conduct? In its early days, a Code of Conduct tended to be lawyer-written and lawyer-driven to
What is the value of having a Code of Conduct? In its early days, a Code of Conduct tended to be lawyer-written and lawyer-driven to
In addition to a company’s senior management, there is a Board of Directors at the top. Yet the role of the Board is different than
Mike Volkov, in a blog post entitled “Mood in the Middle Versus Tone at the Top”, said, “Even when a company does all the right
Obviously, in every compliance program, the ethical tone of a company and accountability all starts at the top and, most specifically, senior management. The 2020
I want to next focus specifically on the tactical steps of moving towards both continuous monitoring and continuous improvement of your compliance program. These twin
2020 was a very significant year for every compliance practitioner and compliance program. Not only was it the year with the single highest anti-bribery fine
What is the message of compliance inside of a corporation and how it is distributed? In a compliance program, the largest portion of your consumers/customers
Have you ever thought of compliance as an ecosystem? When you consider the concept, it becomes clear that this is one thing every company should
Three enforcement actions which made clear that there were no distinctions between agents and distributors. They were the Smith & Nephew, Inc., Oracle (2012 and
What you should do with the information that you obtain in your pre-acquisition compliance due diligence. Your approach should review key risk factors which should
