Day 12 | Financial Incentives for Compliance
One of the areas that many companies have not paid as much attention to in their compliance programs is compensation. However, the DOJ and SEC
One of the areas that many companies have not paid as much attention to in their compliance programs is compensation. However, the DOJ and SEC
One of the key goals of any compliance program is to train employees in awareness and understanding of the FCPA; your specific company compliance program;
What is the message of compliance inside of a corporation and how it is distributed? In a compliance program, the largest portion of your consumers/customers
A 360-degree view of compliance is an effort to incorporate your compliance identity into a holistic approach so that compliance is in touch with and
What specifically are internal controls in a compliance program? The starting point is the FCPA itself, which requires issuers to devise and maintain a system
There are numerous reasons to put some serious work into your compliance policies and procedures. They are certainly a first line of defense when the
What is the value of having a Code of Conduct? In its early days, a Code of Conduct tended to be lawyer-written and lawyer-driven to
In addition to a company’s senior management, there is a Board of Directors at the top. Yet the role of the Board is different than
Mike Volkov, in a blog post entitled “Mood in the Middle Versus Tone at the Top”, said, “Even when a company does all the right
Obviously, in every compliance program, the ethical tone of a company and accountability all starts at the top and most specifically senior management. The Evaluation