Data Privacy & Building Compliance into the Product Development Lifecycle In this episode, CSS’s Director of Cyber IT Services, E.J. Yerzak sits down
EMIR REFIT & Regulatory Harmonization In this episode, our team of global transaction reporting experts, Alexis Wiazmitinoff and Nicklas Nilsson discuss changes coming to
Ransomware Attacks – Cybersecurity Concerns & Best Practices to Mitigate Risk In this episode, our team of cybersecurity experts, E.J. Yerzak and Mike Farrell
Why Outsourced Compliance is No Longer a Dirty Word In this episode, former CCOs Korrine Kohm and Ariana Monchick discuss compliance management and how
Betting on Bitcoin: Cryptocurrency & Digital Assets 101 for Investment Managers In this episode, CSS’s Director of Broker-Dealer Services and Private Funds John Gentile
Expanding Your Compliance Program Through Trade Surveillance In this episode, CSS’s former CCOs Allison Fraser and Matt Calabro sit down to discuss trade surveillance
Getting a Head Start on the SEC Derivatives Rule 18f-4 In this episode, CSS’s Director of Registered Investment Company Services Allison Fraser sits down
ESG and the Impact of the EU SFDR on U.S. Asset Managers In this episode, CSS’s Head of ESG Marye Cherry sits down with
Private Funds 101 – From SEC Registration to Compliance Rules In this episode, CSS’s Director of Private Funds and a former SEC regulator, John
Special Episode: Spotlighting the Expect Miracles Foundation & Social Distance Challenge In this special episode, CSS’s Chief Revenue Officer Terence Faherty takes a break
