Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.
Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.
In today’s edition of Daily Compliance News:
- It turns out audit reports do matter. (WSJ)
- A Texas judge fights forum shopping. (NYT)
- JP Morgan set to settle several SEC enforcement actions. (Reuters)
- UBS stuck in yet another Mozambique tuna bond investigation. (Bloomberg)