Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to more fully explore a subject. In this episode, we deep dive into the recent New York Department of Financial Services enforcement action against Carnival Cruise Lines for failures in its cybersecurity reporting obligations. Highlights include:
· Why is Carnival Cruise Lines subject to the DFS?
· What violations occurred?
· Why were there false certifications?
· What were the tactical cyber security violations?
· Were they material?
· Lessons for the compliance professional.
Resources
Matt in Radical Compliance