Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to more fully explore a subject. This week, Matt and Tom take a deep dive into the recent speech by Kenneth Polite, the Assistant Attorney General for the Criminal Division. Every compliance professional needs to read his remarks in-depth as they give significant insight into what the DOJ expects in compliance programs and CCOs involved in enforcement actions. Highlights include:
- It all starts with a risk assessment.
- The importance of culture.
- Continuous testing and continuous improvement.
- The role of monitors.
- CCO certification going forward.
Resources
Matt in Radical Compliance
