Jay is moving this week so he is 000. Tom takes a solo look at this week’s stories top compliance and ethics stories which caught his interest on This Week in FCPA. He is joined by special guests Dave Lefort to talk about the upcoming Compliance Week 2021 and Matt Kelly on Alex Oh. 

Stories

1.  Alex Oh resigns. Matt Kelly in Radical Compliance.
2. What are 3 top BOD priorities? Maria Motes in CCI.
3. Why compliance must understand business process. Mike Volkov in Corruption Crime and Compliance.
4. Post pandemic business resiliance. Jim Deloach in CCI.
5. What is location risk? Atul Vashistha in CCI.
6. Investor due diligence on modern slavery. Subodh Mishra in the Havard Law School Forum on Corp Governance.
7. ComEd as a wake up call. Vincent Wu in the Global AntiCorruption Blog.
8. May is Internal Auditors Month. Navez Global’s Ethics and Compliance Matters Blog.
9. German ups its AML game. Risk and Compliance Platform Europe.
10. Want insight in WFH procrastion? Dick Cassin says look to writers, in the FCPA Blog.

Podcasts and Events

1. Tom and Megan Dougherty are doing a special podcast series around The Falcon and The Winter Soldier, currently streaming on Disney+. Check out Episodes 1&2, Episode 3, Episode 4, Episode 5. Episode 6 drops next week.
2. This month on The Compliance Life, Tom welcomes Jonathon Kellerman. In Episode 1, Jonathon discusses the path he took to compliance. In Episode 2, he talked about his early professional career in healthcare compliance consulting. In Episode 3, he moves to the CCO Chair. In Episode 4, Jonathon looks down the road for what’s next in compliance.
3. Join K2 Integrity on 6 May 2021 for a webinar, presented in Spanish, “Reputational Due Diligence for Companies and Investment Firms.” The team will discuss scenarios and cases in which reputational due diligence helped uncover hidden areas of risk and opportunities for our clients. Learn more and register here.
4. Join Tom and Jay at Converge21, the Workshop Edition, click here. Best of all, its free.
5. Join Jay and Tom at Compliance Week 2021. For information and registration, click here. Listeners to this podcast can receive a discount of $200 by using the code PODCAST599 at check out.
6. CCI releases a new eBook, The FCPA Year in Review by the Compliance Evangelist, Tom Fox. You can obtain a copy here. Best of all its available at no charge.
7. Tom announces his latest book, The Compliance Handbook, 2^nd edition is available for presale purchase. Use the code FOX25 and go here. The Compliance Handbook 2^ndedition will be available in both print and eBook editions. This week on The Compliance Handbook podcast, Eric Young joins Tom for a deep dive into the role of internal controls in a best practices compliance program.

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.