Welcome to a special five-part podcast series on Operationalizing Your Compliance Program, sponsored by Broadcat LLC. Over this series, we consider various ways to more fully operationalize your compliance regime, including the design and effectiveness of your communications, why the operationalization of compliance is a team sport, why simply data is not the answer, and how to avoid being overwhelmed. In Part 4, I am joined by Alex Klingelberger, CEO at Broadcat, where we deeply dive into effectiveness.

Highlights from this episode include:

• Compliance training must stay away from the patronizing training material.
• The DOJ pronouncements on clawbacks put pressure on senior management.
• Bilateral communication is a critical component of a best practices compliance program.
• Compliance engagement is more than between your compliance function and employees. It is when employees engage each other about compliance topics as well.

For more information, go to TheBroadcat.com.