Regulatory Reporting Complexities & Case Studies


In this episode, CSS’s SVP of Business Development Ashley Smith sits down with Chief Client Officer Jac Dunne to take a look at some implementation case studies to uncover the challenges of regulatory reporting and how asset managers and fund administrators can optimize and scale their regulatory operations more efficiently.

 
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The CSS weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon. For more information on CSS, visit: www.cssregtech.com
 
 

About Our Guest Speakers:

Ashley Smith is a sales and business development professional with 30 years of experience in the financial services sector. Ashley started his career with the Financial Times and has led sales, marketing and business development teams across leading solution providers in data management, market data, risk analytics, collateral management and regulatory compliance.
 


Chief Client Officer Jac Dunne joined CSS with over 30 years of investment and securities business experience with a strong focus on managing client delivery and operations. She most recently served as Chief Commercial Officer and Executive Director at AssetLogic Limited. Jac has also held senior leadership roles at Bank of America Merrill Lynch, HSBC and BNY Mellon. At BNY Mellon, Jac helped establish the bank’s European Derivative Clearing business and, working closely with regulators and government departments, obtained the first MiFID clearing license in Ireland.

 
 

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