White Papers - Compliance Podcast Network

White Papers Library

Looking Back on 9/11 – To commemorate the 20th anniversary of 9/11, I interviewed six people whose lives were directly impacted by that event. The paper will relate their stories, how the events of 9/11 impacted the compliance profession and what their reflections are some 20 years later.
Gamestop – GameStop and Compliance. What happens when social media meet millennial traders who want to take down ‘The Man’. Find out in this fascinating White Paper.
Deutsche Bank – Deutsche Bank-FCPA Recidivist. How does a financial institution become a two-time FCPA loser? Find out in this fascinating White Paper.
BRSG in Guinea – BSRG in Guinea-the long sordid story of Beny Steinmetz and his company BSRG in Guinea was recently played out in a Swiss court where Steinmetz was found guilty of corruption. What are the lessons for the compliance professional? Find out in this White Paper.
Citibank – Citibank Incorrectly Wires Out $900,000,000. How does one of the world’s most prestigious financial institutions incorrectly wire out $900mm? When transactions are so complex that no one person can understand them. Find out more in this White Paper.

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