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Credit Suisse and Holistic Risk Management


Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deeper dive into the recent Credit Suisse enforcement action. Some of the issues we consider are:

  • Is a broader view of risk needed?
  • If so, who would perform that review?
  • Too many silos?
  • Public companies v. investment banks?
  • What is under escalated risk?
  • What is conduct risk?

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