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Episode 294 – the Remember the Alamo edition


Jay returns from the assignment with some observations on the ABA White Collar Conference and looks at some of the week’s top compliance and ethics stories in the Remember the Alamo edition.
Stories

  1. Should lawyers represent all stakeholders before the SEC? Matt Kelly in Radical Compliance. Tom and Matt in Compliance into the Weeds. 
  2. Lessons learned from a corrupt Olympics: Andy Spalding and Danny Hales in the FCPA Blog.
  3. How does a corporate culture become corrupt? Tom Bussen and Nitish Singh in CCI.
  4. Corruption in the Russian military. Matthew Stephenson in GAB
  5. MTS agrees to extend monitorship for one year. Dylan Tokar in WSJ Risk and Compliance Journal
  6. Why is data minimization so critical? Debevoise lawyers in Compliance and Enforcement
  7. Elon Musk wants out of his Consent Decree with the SEC. Dean Seal in Law360 (sub req’d)
  8. A stark warning on corporate cooperation. Wachtel Lipton lawyers in Harvard Law School Forum on Corporate Governance.  
  9. Mike Volkov on the force multiplier of ethics and sustainability. Crime Corruption and Compliance.
  10. NFTs and the SEC. Francine McKenna in The Dig (sub req’d) 

Podcasts and More

  1. In March on The Compliance Life, I visited with Audrey Harris, Managing Director at AMI, formerly CCO at BHP. In Part 1, she discusses her academic background and early professional career. In Episode 2, Audrey moves to the CCO chair at BHP.
  2. Tom and Megan Dougherty are back with 2 more episodes of the MCU series. The Winter Soldier and Guardians of the Galaxy Part 1.  
  3. David Simon returns for another session of his journey through the Oxford MBA Program on A Yank at Oxford
  4. Tom visits with Hill Country lawyer Craig Wolcott on The Hill Country Podcast.
  5. Highlights from the ABA White Collar Conference. 

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. 

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