Day: October 19, 2019

Categories
Popcorn and Compliance

Star Trek-The Motion Picture

In this podcast series, recovering screenwriter (and Mr. Monitor) Jay Rosen and Tom (the Compliance Evangelist) indulge in passion for the movies by looking at them through the lens of compliance. Jay is a contemporary movie fan and I am more of a classic movie maven so we present a well-rounded view of the movie fandom. If you want to indulge in your love for the movies with two guys who are passionate about Hollywood and get some ideas for your compliance program, this is the podcast series for you. For this  offering, we consider the Star Trek-The Motion Picture.
Some of the highlights include:

  • Why was the plot so special effects driven?
  • Why did the movie take so long to make?
  • Did it make money (or not)?
  • What are some of the leadership lessons?
  • What are some of the compliance lessons?
  • Tom gives the Inside Hollywood story of the production.
  • Tom gives the movie a full bucket of Popcorn. Jay tepidly gives the movie 1/2 bucket of stale popcorn.

Join us again where in our next episode of Popcorn and Compliance, we consider Star Trek II-The Wrath of Khan.

Categories
Daily Compliance News

October 19, 2019- the Mother Said ‘Don’t Tell Lies’ edition

In today’s edition of Daily Compliance News:

  • There’s a reason Mother said don’t tell lies. (Business Insider)
  • You shouldn’t even lie unintentionally. (WSJ)
  • Pharma CEOs going to the woodshed? (NYT)
  • Will SEC move towards more direct listings? (FT)
Categories
This Week in FCPA

Episode 176– the Lets to To Doral edition

As Tom revels in the Astros inexorable march towards the World Series, he and Jay reflect on Doobie Brothers nomination to the Rock N Roll Hall of Fame and also discuss some of this week’s top compliance and ethics stories which caught their collective eyes.
1.     Is disclosure of a COI enough or should companies go further? Jeff Kaplan.
2.     What is the ‘last mile of finance’ and how is it achieved?  French Caldwell explains.
3.     Ex Credit Suisse bankers to testify in Mozambique corruption case. Patricia Hurtado reports.
4.     French anti-corruption agency issues guideline for T&E, in a White & Case client alert.
5.     When COIs get people killed. Matthew Stephenson on Trump and his business interests in Turkey.
6.     Were Wells Fargo fraudulent accounts tactics used by AT&T? Jaclyn Jaeger explores.
7.     Richard Bistrong explains what channel stuffing is, how he used it to make his numbers and why it’s accounting fraud.
8.     Is it time for Boards to revisit their compliance obligations? Posted by Robert Biskup, Krista Parsons, and Robert Lamm, opine.
9.     Doobie Brothers head (Tom’s) nominations for the 2020 inductees into the Rock N Roll Hall of Fame. Andy Greene reports.
10.  This week Jay joins Tom in a five-part podcast series exploring ethical culture in a corporation, sponsored by AMI. Check out the following lineup: Monday-What is Ethical Culture;  Tuesday-Factors Influencing Ethical Culture; Wednesday-The Role of the CCO; Thursday – Assessing Ethical Culture; Friday– the Role of Ethical Culture in an Overall E&C Program. The podcast will be available on multiple sites: the FCPA Compliance Report, iTunes, JDSupra, Megaphone, YouTube,  Spotify and theCompliance Podcast Network.
11.  Popcorn and Compliance is back as Tom and Jay return to take a look at Star Trek-The Motion Picture. Its posts Saturday, October 19 at 7 AM.
Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.
For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com.