Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode Matt Kelly and Tom Fox take a look the recently announced Novartis FCPA enforcement action. We discuss the background facts, bribery schemes, fines and penalties, data analytics approach and conclude with lessons learned.
Resources
From Matt, Novartis Settles FCPA Case for $345 Million
From Tom
Part 1-Introduction
Part 2-the Bribery Schemes
Part 3-Internal Controls
Part 4-Fines, Penalties and Recidivism
Day: July 1, 2020
Welcome to the podcast series: In Conversation with K2 Intelligence FIN: Navigating an Increasingly Complex Sanctions Landscape. This series is sponsored by K2 Intelligence FIN. This week I will visit with Adam Frey, Managing Director at Intelligence FIN and Eric Lorber, Vice President at Intelligence FIN.
Over the week, we will review the current sanctions landscape, discuss how to build a sanctions compliance program, walk listeners through what happens when you discover a sanctions breach or potential breach, consider new sanctions exposure and conclude with a look in that veiled land of the future by considering issues on the horizon. In this Episode 3, I am joined by Eric Lorber On what to do if you have a sanctions violation or think you may have violated a sanctions program.
Frey concluded by stating, “these are the types of sort proactive steps that I think OFAC and the regulatory authorities would really like to see. It is signaling is we are taking this seriously. It’s very much a sort of a signal that we are on your side enforcement agencies and regulatory authorities.”
Join us tomorrow where I am joined again by Eric Lorber to consider new sanction risk exposures for commercial corporations and in the shipping space.
Resources
For more information on K2 Intelligence FIN’s Sanctions Risk Advisory Services, click here.
For more information on Navigating the Sanctions Minefield: What Every Global Business Should Know, click here.
Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I visit with Cindy Flynn, a founding partner in the law firm of Hackler Flynn. We consider various employment law issues relating to reopening of the economy after the initial phase of Covid-19. These issues include how Flynn and her colleagues are helping clients think through the employment issues as we start a phased reopening; issues she anticipates down the road in Q3 and Q4 in the employment law arena; how business liability for Covid-19 be handled for employees, for customers and for Contractors/vendors. For more information on Cindy Flynn and her law firm, check out their website here.
Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.
There is no question that 2020 has had challenges that were unprecedented. However, the issues that are at the foundation of the Black Lives Matter movement have existed for a long time, and this is a moment where all of us can reflect on our world and also on our profession.
Sherry Williams is a distinguished leader in ethics and compliance, and her most recent role was at Jabil as the Vice President, Deputy General Counsel and Global Chief Ethics and Compliance Officer. Before that, she was also the Chief Compliance Officer at Halliburton.
Sherry graciously agreed to speak with Lisa Fine about the current situation in the US from her perspective – as a Black woman who has worked at the most senior levels of large organizations. She started at a major law firm and speaks about her personal experiences and learnings over the years – from challenging norms to addressing microaggressions.
Sherry is also a mother and talks about how this moment has impacted her in that role, and how different generations perceive and address societal issues. She also talks about the unique role that compliance officers have, and how we can use our work to address inequity and inequalities.
This is first episode which has a specific focus on race in the U.S., but the Great Women in Compliance podcast is committed to be a part of this discussion and learning from different voices in the ethics and compliance world on these critically important issues.
Join the Great Women in Compliance community on LinkedIn here.
