En este episodio nos acompaña Ricardo Forero, socio en el despacho Brigard y Urrutia de Colombia. Ricardo tiene amplia experiencia en todos los aspectos relacionados con leyes y regulaciones anticorrupción y compliance. Ricardo nos platica sobre desarrollos en materia de anticorrupción y compliance en Colombia y comparte sus reacciones a los resultados de la Encuesta de Corrupción en América Latina de 2020.
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¡(H)Ola Compliance! no tiene la intención y no se puede considerar como asesoramiento legal; el contenido solo refleja los pensamientos y opiniones de sus anfitriones.
¡(H)Ola Compliance! explora la ola de cumplimiento de anticorrupción que ha surgido por Latinoamérica. Inmerso en su cariño para la región, Matteson Ellis y Alejandra Montenegro Almonte (Socios de Miller & Chevalier), navegan las aguas de regulaciones de cumplimiento corporativo desde sus oficinas en Washington, DC y trazan las normas de anticorrupción que afectan a la región. A la vez destacan los desafíos y oportunidades que enfrentan las empresas comprometidas a la ética. ¿Te sientes que estás nadando contra la corriente? ¡Entonces tome la ola de cumplimiento en ¡(H)Ola Compliance!
Day: June 24, 2021
The EU published a recast of its 2009 Dual Use Regulation. We look at some of the new or revised points that will now apply to EU exporters and providers of technical assistance when it comes to dual use items.
Affiliated Monitors, Inc.’s Founder and President Vin DiCianni puts Tom Fox the Compliance Evangelist on the hot seat to discuss how to use stories and pop culture to keep ethics and compliance interesting. Together they trace how Tom became an international authority in the compliance world, and why he finds the field so interesting. Additionally, Vin and Tom note the way the field has changed in the previous decades, and the trends that may be upcoming.
Lastly, they preview Tom’s new book, The Compliance Handbook: Volume II which is now available for preorder through LexisNexis. Use the discount code FOX25for 25% off your purchase.
Bryan Judice is Senior Director of the Office of Ethics and Compliance at Panasonic Avionics Corporation. With over 22 years of experience specializing in conducting forensic investigations and large, complex litigation matters, he has provided financial and business advisory services to clients in a variety of industries, including aerospace, aviation, and financial services. He joins Vince Walden to talk about data-driven compliance, and why it’s more effective.
Compliance processes best suited for analytics are available, self-contained, and have few different touchpoints in order to ensure the data isn’t dispersed across too many different systems. Singular compliance initiatives are painless to digest, pull apart and examine, which makes it easier to create analytics to identify where the risks are in your programs.
Bryan shares what business processes he has seen work effectively for monitorships in today’s landscape. He also discusses the five things everyone should know before they secure buy-in and budgets for data-driven compliance.
Resources
Bryan Judice on LinkedIn
Tom Fox’s guest on this episode of the Innovation in Compliance podcast is Erica Toelle. Erica is the Senior Product Marketing Manager for Records Management and InfoGov at Microsoft. As a long-time member of the Microsoft community, she has been dedicated to growing the information governance and records management business and listening to customers and partners to make solutions better. Erica joins Tom to talk about her role at Microsoft, and how the info governance and record management space will evolve in the near future.
Improving Operations
Erica loves to help companies improve their operations using technology. It’s interesting to work with an organization’s compliance experts and help to translate their requirements into Microsoft technology, she tells Tom. “The pace of change in technology has been fast the last 20 years and there are often better ways of doing things, but you have to balance doing things the best way with disrupting productivity and business through change,” she remarks. She argues that it’s better to use a solution that everyone finds easy to use but only has 80% of the desired features, than one that has 100% of the desired functionality but which no one wants to use. “As the compliance person, if you make a solution that’s too hard to use because it’s your ultimate compliance dream, people are going to use their company credit card to buy a different cloud subscription….or figure out how to share files with people outside the company,” she says.
Translating Microsoft Offerings To Solve Compliance Needs
The main issue Erica sees with respect to translating Microsoft offerings to solve compliance needs is that there aren’t clearly defined roles and responsibilities in the organization. “In order to really create a good offering around any of the compliance tools, you have to get the business decision-makers and the business experts together with IT, and then figure out how you want to work together and divide those roles and responsibilities,” she comments.
What’s Next
The records management industry needs to shift its thinking to a more electronic approach. In the coming years, we’re going to see artificial intelligence be leveraged more to deal with the volume of electronic records.
Listen here to Microsoft Week episode 1, featuring Alan Gibson, Director of Legal and Compliance Innovation at Microsoft.
Listen here to Microsoft Week episode 2, featuring Abbas Kudrati, Chief Cybersecurity Advisor for Microsoft Asia’s Enterprise Cybersecurity Group.
Listen here to Microsoft Week episode 3, featuring Joseph Davis, Microsoft’s Chief Security Advisor for Health and Life Sciences.
Tune in tomorrow for episode 5 featuring Jesus Fernandez.
Resources
Erica Toelle | LinkedIn | Twitter
Microsoft 365 Compliance
12 O’Clock High, a podcast on business leadership brings together stories from history, the arts and movies, research and current events to consider leadership lessons. In this episode, Richard Lummis and Tom Fox begin a 10-part summer series on leadership lessons from biographies found in Plutarch’s Lives. Each week we will pair an ancient Greek and Roman to learn about their lives, the comparison and contrast between the two men and what leadership lessons with might draw from their lives. In today’s episode we look at the Greek Pericles and the Roman Fabius Maximus. Highlights include:
- Introduction of Plutarch’s Lives as historical work.
- Lives of Pericles and Fabius Maximus.
- Comparison in the lives of Pericles and Fabius Maximus.
- What leadership lessons can be drawn from the lives of Pericles and Fabius Maximus.
Resources
Plutarch’s Lives by Bill Thayer
In today’s edition of Daily Compliance News:
- The MLB circus has begun. (HoustonChronicle)
- Ex-Goldman banker settles FCPA case. (WSJ)
- Now the hard part at Exxon. (NYT)
- Don’t fly American this summer. (FT)
