Most financial services companies above a certain size have one or more Financial Investigations Units (FIUs) and Special Investigations Units (SIUs) to investigate various threats
In this episode, we look inside the United Nations and its various agencies. We assess the harsh reality of endemic corruption in how governments intersect
In this episode we examine pump and dump schemes in which thinly traded penny stocks are held by unscrupulous broker-dealers through nominees who push the
In this week’s episode, we’re going to explore the little-known area of “shadow investigations” in which accounting firms oversee internal investigations being performed by outside
In today’s episode, we discuss why we need compliance officers now more than ever. The workforce that emerges from the combination of stay at home
In today’s episode, we examine the often opaque, secretive world of fine art and how billions of dollars, a lot of which is from unknown
In today’s episode, we discuss the inherent challenges of operating a company in compliance with U.S. and international sanctions when the lists of sanctioned parties
Today we will talk about white-collar criminals and how to safeguard institutions against white-collar crime. Join us each week as we take a deep dive
In this episode, we discuss the rapidly expanding use of artificial intelligence, machine learning and robotic process automation to undertake trade surveillance and mitigate fraud.
In this episode, we talk about the uncomfortable and sometimes terrifying situation when a compliance officer must critique a member of leadership team and living
