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Daily Compliance News: November 1, 2023 – The Communications Compliance Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • France wants an anti-corruption commission with teeth.  (Politico)
  • Companies are still struggling with communications compliance. (WSJ)
  • Exonerated Deutsche Bank traders can go after the bank for scapegoating claims. (Reuters)
  • Brokers fees anti-trust violation. (FT)

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