Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode Matt and Tom go into the weeds to look at two recent pronouncements by FinCen on customer and PEP due diligence. We ask the question: Is the Guidance so vague as to actually hurt the efforts of a compliance practitioner.
Resources
See Matt’s blog posts on Radical Compliance
Regulators Talk PEPs and Due Diligence
FinCen Gives Guidance, Says Little
Tag: FinCen
In today’s edition of Daily Compliance News:
- Apple fined $1bn plus in Europe. (WSJ)
- FinCen urges caution out there. (CadwaladerCabinet)
- Worried about coronavirus? How about asbestos? (WSJ)
- The golden boy announces he’s leaving. (Slate)
