Tag: Inside the Mind of the CCO

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From the Editor's Desk

November and December 2022 in Compliance Week

Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week unpack some of the top stories which have appeared in Compliance Week over the past month, look at top compliance stories upcoming for the next month, talk some sports and generally try to solve the world’s problems.

In this month’s episode, we look back at top stories in CW from November around the SEC enforcement statistics for the prior years, how CW will report and cover the FTX scandal and take a deep dive into the print edition which focused on tech and innovation in compliance and the creative use of the DOJ’s Evaluation of Corporate Compliance Programs and its Update by Home Depot to assess its own compliance program and remediate any gaps in a proactive manner. We previewed some of the stories CW will look at in December including several articles from the CW ‘Inside the Mind of the CCO’ survey which was concluded in October.

We conclude with a look at some of the top sports stories including a look at the NFL season as it moves into its final full month of regular season play, riff on the World Cup and the US win over Iran and ask if Tom Brady should have retired and stayed retired for the 2022 season.

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Compliance Week

Categories
From the Editor's Desk

July and August in Compliance Week

Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories which have appeared in Compliance Week over the past month, look at top compliance stories upcoming for the next month, talk some sports and generally try to solve the world’s problems.

In this month’s episode, we look back at top stories in CW from July around the EY cheating exam enforcement action and a discussion of a potential CCO liability framework. Kyle previewed some of the topics Compliance Week will report in August, including how technology innovation is causing heartburn for regulators and current issues in crypto enforcement. We previewed some upcoming CW events, including the ESG virtual event, CW 2022 in Europe, which will be held in Scotland and the 3rd Party Risk conference, scheduled for December. Kyle also discussed the upcoming Inside the Mind of the CCO survey in October.

We conclude with a look at some of the top sports stories, including the induction of David Ortiz into the Baseball Hall of Fame. Kyle talked about what Big Papi meant and continues to mean for Boston, and Tom spoke about him on the national stage. We touched on the new LIV pro golf tour.