In this episode of Great Women in Compliance, Lisa speaks with Andrea Bonime–Blanc, who has “done it all” during her career in compliance. Andrea has been a leader in this area since the “greed is good” era in 1980s New York, has developed and implemented risk, ethics and compliance programs, and is currently the founder and CEO of GEC Risk Advisory LLC. She talks about her current appointment as the Ethics Advisor to the Financial Oversight and Management Board for Puerto Rico, her experiences as a member of a Board and some practical ideas for women (and men) in the ethics and compliance space to maximize their opportunities to become members of Boards. She has also just completed a book “Gloom to Boom: How Leaders Transform Risk into Resilience and Value,” which provides a practical roadmap for managing environmental, social, governance and technology (ESGT) risk and opportunity and the critical role that high integrity leaders play in creating ethical and sustainable organizational resilience.
Day: June 19, 2019
In today’s edition of Daily Compliance News:
- Nissan and Renault agree to resolve corp governance dispute. (WSJ)
- Swedebank suspends Estonian unit CEO and CFO. (New York Times)
- Deutsche Bank may face criminal investigation for AML lapses. (NYT)
- Ex-French President to stand trial for corruption. (com)
In today’s edition of Daily Compliance News:
- The commentary continues on the SEC enforcement action against KPMG. (MarketWatch)
- If doctors would not send their children to a hospital, should you? (New York Times)
- FIFA on the lookout for match-fixing. (NYT)
- Michael Platani detained in Qatar corruption probe. (NYT)
In this episode of Trekking Through Compliance, we consider the episode Arena which aired on January 19, 1967, Star Date 3045.6.
Compliance Takeaways:
- Get out, talk but most importantly listen.
- What causes a risk to grow into a high risk?
- Even with facts on the ground, all due diligence may be required.
