Tag: KPMG

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Everything Compliance - Shout Outs and Rants

Everything Compliance: Shout Out & Rants – Betting Risks, AI Hallucinations, and Community Highlights

Welcome to a revamped Everything Compliance Shout Out & Rants. We have a new host, Adam Turteltaub, and a new panelist, Rebecca Walker, who joins returning regulars Matt Kelly, Jonathan Armstrong, and Karen Moore for the next iteration of Everything Compliance Shout Outs and Rants.

  • Adam raises betting market concerns
  • Matt rants about the KPMG Fiasco and shouts out to the NY Knicks
  • Rebecca shouts out to two recent conferences
  • Jonathan shouts out to the Marks & Spencer Youth Program
  • Karen celebrates graduation and life milestones

Everything Compliance Shout Out & Rants is a production of the Compliance Podcast Network.

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Daily Compliance News

Daily Compliance News: June 2, 2026, The Big Trouble Down Under Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • The former Turks and Caicos PM was sentenced to 4 years in prison for corruption. (AP)
  • Storytelling in compliance. (CCI)
  • Another former TD America employee pleads guilty to bribery and corruption. (Washington Times)
  • KPMG Australia Directors agree to reopen the investigation. (SMH)

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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Daily Compliance News

Daily Compliance News: April 14, 2026, The Annoyance Economy Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • How much does the Annoyance Economy cost you? (NYT)
  • Texas AG to probe ‘chemicals in clothes’. (Reuters)
  • Spanish PM’s wife charged with corruption. (Bloomberg)
  • KPMG reduces the role of humans in audits. (WSJ)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out my latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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Daily Compliance News

Daily Compliance News: February 17, 2026, The All FT Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • A KPMG partner was fined for using AI to cheat on a test about AI. (FT)
  • An Indian billionaire and his company’s missing billions. (FT)
  • Rethinking Board pay in the UK. (FT)
  • Measurable gains from using AI are now seen. (FT)
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AI Today in 5

AI Today in 5: February 16, 2026, The Doom Loop Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. Staying ahead of AI regs in housing. (HousingWire)
  2. UN sets up panel on AI impact. (YahooNews)
  3. KPMG examines PE and AI. (CrowdFundInsider)
  4. Continuous learning to scale healthcare. (FilMoGaz)
  5. Everything stock AI touches in ‘Doom Loop’? (Bloomberg)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending, November 1, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

Top weekly stories include:

  • Boeing hit with $5bn in late fee penalties. (BBC)
  • Corruption probe at Historic Environment Scotland. (BBC)
  • KPMG, Novo Bank targeted in corruption probe. (Bloomberg)
  • Ukraine receives an award for ABC. (Ukrinform)
  • All about FATF. (Bloomberg)
  • Texting in meetings is a CEO no-no. (WSJ)
  • Will Tesla lose Musk (w/o $1tn pay package)? (Yahoo!Finance)
  • Does insider trading = insider betting? (Bloomberg)
  • Tom Hayes sues UBS for $400MM. (Reuters)
  • How will the US define ‘country of origin’? (NYT)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

Connect with Tom 

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You can purchase a copy of my new book, Upping Your Game, on Amazon.com

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Daily Compliance News

Daily Compliance News: October 31, 2025, The Happy Halloween Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional.

Top stories include:

  • Boeing hit with $5bn in late fee penalties. (BBC)
  • Corruption probe at Historic Environment Scotland. (BBC)
  • KPMG, Novo Banco targeted in corruption probe. (Bloomberg)
  • Don’t lose your luggage on Air France. (NYT)

The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category.

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10 For 10

10 For 10: Top Compliance Stories for the Week Ending January 25, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Great risk for Germany to invest in China. (FT)
  • Vietnam dismantles AML ring. (Aljazeera)
  • Administration ramps up attacks on DEI . (NYT)
  • Ukraine chief psychiatrist arrested on corruption charges. (BBC)
  • Ex-Everton player and China coach jailed for bribery. (ESPN)
  • KPMG under FRC investigation yet again. (Bloomberg)
  • Tariff whiplash coming. (Bloomberg)
  • WFH not ‘real work’. (BBC)
  • More conflict mineral allegations against Apple from DRC. (FT)
  • Trash compliance-it’s a thing. (Gothamist)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

Connect with Tom 

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2 Gurus Talk Compliance

2 Gurus Talk Compliance – Episode 44 – The Snow in Texas Edition

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!

Stories this week include:

  • Former Wells Execs Fined Millions (Radical Compliance)
  • Another Example of Weak Governance (Radical Compliance)
  • Can a Computer Learn to Speak Trader? (WSJ)
  • Florida Chipotle worker installed tracking device on ex-fling’s car in hopes he would ‘run into’ her: complaint (NY Post)
  • Wells Fargo banks on (Not) risky business. (PYMNTS.com)
  • What is forced labor? (BBC)
  • KPMG will open a US law firm in AZ.  (Reuters)
  • Return To Office compliance. (Bloomberg)
  • What is the Conference of State Bank Supervisors, and why is fining Block $80MM?(CSBS)
  • 10 Workplace Trends for 2025: What’s In and What’s Out? (Gensler)

Resources:

Kristy Grant-Hart on LinkedIn

Spark Consulting

Prove Your Worth

Tom

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Daily Compliance News

Daily Compliance News: January 22, 2025, The All Bloomberg Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • What is ‘lawfare’? (Bloomberg)
  • KPMG is under FRC investigation yet again. (Bloomberg)
  • Tariff Whiplash is coming. (Bloomberg)
  • Texas HOA bans Section 8 renters for fear of crime (but it’s not based on race). (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.