Tag: AI

This week only, the Kindle e-book version is available for $0.99 on Amazon.

Tags AI, AI and compliance, AML, compliance, Compliance Safety, cyber security, data quality, EU

Innovation in Compliance

Innovation in Compliance: Mara Senn on Vibe Coding a Credible Investigations Platform

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Post date September 15, 2026
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Innovation comes in many areas, and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Mara Senn, Founder and CEO of Ethakos.

What is innovation in compliance? Mara Senn certainly shows it in this podcast. Her path to founding Ethakos spans Big Law, early FCPA and anti-corruption work, investigations at the World Bank, and senior in-house compliance roles at major Fortune 500 companies. That experience gave her a clear view of the everyday frustrations compliance teams face, especially clunky tools, dirty data, and rigid workflows that slow down real investigations. She built Ethakos as an AI-native, highly configurable platform to solve those pain points, using “vibe coding” with Claude to move quickly while keeping human judgment at the center of every decision. In her view, the platform reflects a simple but powerful idea: AI should make compliance work faster and cleaner, not replace the expertise and risk-based thinking that good compliance professionals bring.

Key highlights:

Vibe coding Ethakos through dozens of decisions
Start with actionable hits, not meaningless alerts
AI-generated first drafts for chronologies and interviews
Audit logs and document-linked investigative credibility
Tech-forward compliance teams identifying 13 risks instead

Resources:

Ethakos

Mara Senn on LinkedIn

Tom Fox

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This week only, the Kindle e-book version is available for $0.99 on Amazon.

Tags AI, AI and compliance, compliance, Ethakos, Mara Senn

AI Today in 5

AI Today in 5: September 14, 2026, The Congress Wakes Up Edition

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Post date September 14, 2026
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Top AI stories include:

AI systems to protect confidential information. (FinTech Global)
Congress waking up to AI threat. (WSJ)
Altman pulls back on OpenAI IPO. (Reuters)
Anthropic says it stopped scientists from developing bioweapons. (FT)
Trump not worried about AI. (Bloomberg)

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This week only, the Kindle e-book version is available for $0.99 on Amazon.

Tags AI, AI and compliance, AI threat, bioweapons, IPO, OpenAI, Sam Altman

Compliance and AI

Compliance and AI: Diego Panama on – AI-Driven GRC: The Next Enterprise Standard

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Post date September 11, 2026
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What is the intersection of AI and compliance? What about machine learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, host Tom Fox visits with Diego Panama, new CEO of LogicGate.

Panama brings a disciplined, business-focused perspective to the future of AI-driven GRC platform strategy and risk management transformation. He believes AI is turning GRC from a reactive, checkbox exercise into a strategic, board-level capability, where a holistic platform can unify third-party, cyber, supply chain, and enterprise risks in real time. Rather than leaving professionals buried in operational tasks, he sees agentic AI handling assessments, recommendations, and continuous monitoring so teams can focus on risk appetite, governance, and business outcomes. For Panama, the future of GRC is increasingly autonomous but still human-led, with strong data governance, clear priorities, and responsible use of emerging technology enabling faster, more precise, and more valuable risk management.

Key highlights:

Scaling Past 100 Customers with Customer-First GRC
AI Agents for Real-Time Global Risk Monitoring
Enterprise-wide access and intelligent data interaction
Conversational no-code UX with Config Newton agent
GRC as the Key to Safe AI Adoption

Resources:

LogicGate

Diego Panama on LinkedIn

Tom Fox

Tags AI, compliance, Diego Panama, GRC, LogicGate

AI Today in 5

AI Today in 5: September 11, 2026, The Compliance Must Evolve Edition

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Post date September 11, 2026
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Top AI stories include:

Getting AI right in wealth management. (FinTech Global)
Could AI go ‘all Skynet’?. (WSJ)
Auditing compliance AI. (BitSight)
Legal considerations for AI rollout. (Foley Hoag)
Why compliance must evolve. (Fast Company)

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This week only, the Kindle e-book version is available for $0.99 on Amazon.

Tags AI, AI and compliance, Ai rollout, Auditing AI, compliance, SkyNet

AI in Financial Services in 5 Stories

AI in Financial Services in 5 Stories – Week Ending September 11, 2026

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Post date September 11, 2026
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Welcome to AI in Financial Services in 5 Stories. A practical weekly roundup of the five most important AI developments affecting banking, insurance, payments, asset management, and fintech. Each Friday, Tom Fox will break down the top stories that matter most through the lenses of compliance, risk management, governance, and business strategy. Designed for compliance professionals, executives, legal teams, and financial services leaders, it goes beyond headlines to explain why each development matters in a highly regulated industry. The result is a concise weekly briefing that helps listeners stay current on AI innovation while asking sharper questions about oversight, accountability, and trust.

This week’s stories include the following:

FOMO leading bank AI spending. (Banking Dive)
Canada’s big banks embrace AI. (CBC)
ChatGPT for financial services. (OpenAI)
Production AI in financial services. (CIO)
How AI will impact corporate spending. (Forbes)

It is available on the following sites:

This week only, the Kindle e-book version is available for $0.99 on Amazon.

Tags AI, AI in banking, AI in corp spending, AI in finance, anada, ChatGPT, FOMO

AI Today in 5

AI Today in 5: September 10, 2026, The Channel Problem Edition

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Post date September 10, 2026
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Top AI stories include:

AI risk assessments are missing the channel problem. (FinTech Global)
Meta designs personal agent. (WSJ)
FTC fines for ‘AI-hype’. (CW)
AI causing toe-treading at work. (FT)
What is the bot crime problem? (Bloomberg)

It is available on the following sites:

This week only, the Kindle e-book version is available for $0.99 on Amazon.

Tags AI, AI and compliance, bot crime, channel problems, FTC, Toe-Treading

Daily Compliance News

Daily Compliance News: September 10, 2026, The Toe-Treading Trial Edition

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Post date September 10, 2026
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

Judge’s COI nixes award. (Reuters)
Ex-head of Swiss banking association convicted of corruption. (SwissInfo)
Iranian airlines are still flying. (WSJ)
AI causing toe-treading at work. (FT)

It is available on the following sites: