Day: August 10, 2019

Categories
Daily Compliance News

Daily Compliance News: August 10, 2019, the Malaysia acts edition

In today’s edition of Daily Compliance News:

  • Malaysia files criminal charges against 17 Goldman execs. (FT)
  • Want a real compliance challenge-how about the Aramco public offering? (WSJ)
  • Just say Nyet as Russia open inquiry into Apple. (NYT)
  • Yet another sporting association rocked by sexual scandal. (NYT)
Categories
Trekking Through Compliance

Trekking Through Compliance-Episode 71-The Mark of Gideon

In this episode of Trekking Through Compliance, we consider the episode The Mark of Gideon which aired on January 11, 1969, Star Date 5423.4.
Compliance Takeaways:

  1. Why is compliance needed at the Board level?
  2. How do you promote middle management up to senior management?
  3. What is your triage protocol?