Categories
Daily Compliance News

May 13, 2020-the Landlords in Trouble edition


In today’s edition of Daily Compliance News:

  • Will landlords face a reckoning? (NYT)
  • Morgan Stanley pays $5MM for hiding fees. (NYT)
  • Lawyer accuses Wal-Mart of termination for not changing investigation report. (WSJ)
  • Iron Mountain discloses potential sanctions violations. (WSJ)
Categories
Compliance and Coronavirus

Andrew Rawson on Employment Issues from Coronavirus and the Reopening


Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. As the Voice of Compliance, I wanted to start a podcast which will help to bring both clarity and sanity to the compliance practitioner and compliance profession during this worldwide health and healthcare crisis. In this episode, I am joined by Andrew Rawson, co-founder and Chief Learning Officer at Traliant. We explore employment issues during the coronavirus health crisis and those which are emerging as states being reopening throughout the country.

Categories
Great Women in Compliance

Alison Taylor on the Intersection of CSR and Compliance


Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Like Compliance, Corporate Social Responsibility (CSR) is an area which has had an increasing spotlight over the past few years.  As a result, both of these functions have evolved and are more aligned in the past.  In this episode, Lisa Fine visits with Alison Taylor. One of the trailblazers in this area is Alison Taylor, who is the Executive Director of Ethical Systems,  a Senior Advisor at BSR and an adjunct professor at NYU Stern School of Business.
Alison joins Lisa Fine on Great Women in Compliance to discuss CSR and Compliance, how they intersect, and where there may be tensions between them.  They discuss how ethics and ethical behavior are the underpinnings of both areas and how this becomes even more important in times like now, with COVID-19.
Alison has worked all over the world and discusses her experiences as a woman in some of her roles, including what she wishes she knew when she started out.
This episode was released the week prior to Compliance Week, where Lisa is on a panel that Alison is moderating called Week. “The CCO & CSR: The Impact of Corporate Social Responsibility on Compliance Programs.”  Compliance Week has been a great supporter of women in compliance (as well as the podcast), and now they have introduced us to another #GWIC.
Join the Great Women in Compliance community on LinkedIn here.

Categories
Compliance Into the Weeds

The Compliance Job Market, Frozen Not Wrecked


Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this podcast Matt Kelly and Tom Fox take a deep dive into the compliance job market, during the middle of Covid-19 health crisis and into the rest of 2020 and beyond.
Some of the highlights include:

  • The Radical Compliance Job Report is growing not lessening.
  • Why is the market for CCO types frozen and wrecked?
  • Will a thaw come in the second half of the year?
  • Does Covid-19 hasten the move to more tech solutions in the AML compliance world and beyond?
  • What is happening with salaries?
  • What industries are bullish on compliance hiring?