As the first phase of the pandemic response ends, countries around the world enter a period of phased re-opening. How can compliance teams uncover the risks that went unnoticed during the first phase, and what new risks do they face now? And what the heck is a “culture of override?” Join Tom and Philip on this episode of The Ethics Movement as they talk risk assessments, remote work, and all things risk.
Day: May 29, 2020
As May ends and June begins, Tom and Jay ask “will the next month be any different for you?” Self-distancing Tom and Jay are back to consider some of the top compliance articles and stories which caught their collective eye this week.
- Andrew Weissmann says DOJ needs dedicated compliance resource. Dylan Tokar reports in WSJ Risk and Compliance Journal.
- What will the economic downturn mean for compliance departments and compliance budgets? Kristen Broughton reports in WSJ Risk and Compliance Journal.
- How does WFH trigger new compliance concerns? Lloydette Mai-Barrow in the FCPA Blog.
- Did OFAC create a giant compliance headache? Dick Cassin explores in the FCPA Blog.
- What steps can you take to refresh your whistleblower system? Lawyers from Wachtell Lipton opine in NYU’s Compliance and Enforcement Blog.
- When does cooperation become collusion? David Cross and Margaret Webb explore CCI.
- Five ideas for compliance officers in the new normal. Robert Biskup explains in CCI.
- Why is the Fraud Pentagon even more important in age of coronavirus? Jonathan Marks in Board and Fraud.
- What does Blue Bell mean for executive liability? Michael Peregrine and David Rosenbloom in Harvard Law School Forum on Corporate Governace.
- Interested in moving to the CCO chair? Check out my latest podcast series The Compliance Life where I interview one CCO type for a month on their journey to the CCO chair and beyond. In on this month’s edition I visit with Ellen Hunt, CCO at AARP. In this concluding Part 4, Hunt discusses what options are available to a CCO after leaving the CCO chair. Join me for the June series, which will feature Ryan Rabalais. The Compliance Life is now available on iTunes.
- On Compliance and Coronavirus this week: Julie Myers Wood data privacy in the time of Covid-19; Melissa Koch on platformizing compliance during in this health crisis; Mary Ann Faremouth joins me to discuss what you can do if you are economically disolcated. Compliance and Coronavirus is available on iTunes here.
- On the Compliance Podcast Network, this month topic: written standards; all on 31 Days to a More Effective Compliance Program. This week’s offerings: Tuesday-Enforcement actions featuring facilitation payments; Wednesday-Policies facilitation payments; Thursday– Policies for third parties;Friday– policies on extortion payments. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel.
Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.
In today’s edition of Daily Compliance News:
- Companies must prioritize compliance. (Bloomberg Law)
- CDC suggests big changes for offices. (NYT)
- Trump targets social media companies. (NYT)
- Using tech to unscramble supply chains. (WSJ)
