Day: December 28, 2020

Episode 044–Adam Balfour

Giovanni welcomes Adam Balfour, Vice President and General Counsel for Corporate Compliance and Latin America for Bridgestone Americas. In this episode, Gio and Adam talk leadership, parenting, and the merits of sincerity within your organization.

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FCPA Compliance Report

Eric Young on Key Compliance & Enforcement Changes 2010 to 2020

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Post date December 28, 2020
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In this episode, I am joined by Eric Young, recently retired long-time compliance professional. In a continuing series on the FCPA Compliance Report, Eric joins me to explore some of the key changes he observed in compliance and enforcement in the financial industry over the decade of 2010 to 2020.
Some of the highlights include:

Greater and more visibility of bribery and corruption enforcement, particularly by the SEC against financial institutions.
Much lower regulator tolerance for poor data governance, self-governance and self-regulation.
An AML compliance program is a microcosm of what an enterprise-wide corporate compliance program should look like.

Resources
Eric Young on LinkedIn