Leaders should talk with employees, not to employees, or at employees. But should leaders talk about employees?
The answer is: It depends.
In today’s episode, we’re discussing the ways leaders should talk about employees so employees feel they can trust and respect their leaders..
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Day: June 25, 2021
Categories
June in Compliance Week
Welcome to newest edition to the Compliance Podcast Network: From the Editor’s Desk, a podcast where Tom Fox and Dave Lefort, Editor in Chief at Compliance Week unpack some of the top stories which have or will appear in Compliance Week, look at top compliance stories, talk some sports and generally try to solve the world’s problems. In today’s inaugural, episode we take a look back at top stories in CW from June, the 3rd party risk management 2021 Conference, and take a deep dive into the latest baseball cheating scandal.
Compliance Week’s at 3rd risk management in 2021 in a two-day virtual event on June 29 & 30. For information and registration click here. Use Code Davew100 for a ticket at no charge.
Tom Fox’s guest on Day 5 of Microsoft Week is Jesus Fernandez. Jesus is the Senior Program Manager at Microsoft. He specializes in data intelligence, risk management, and policy compliance. He joins Tom to talk about his role at Microsoft, data analytics, and its role in compliance, and the future for this industry.
Driving Compliance Through Data Analytics
Tom asks Jesus to explain how he uses data in compliance. Jesus tells Tom that Microsoft uses data to decide which partners to keep conducting business with. Deciding which partners need support and where the company needs to focus its energy is vital, and analyzing the data helps them make those important decisions. Tom remarks that Jesus and his team not only use data analytics to drive compliance but to also help businesses run more efficiently.
Data From a Compliance Perspective
Tom asks Jesus to give an example as to how data analytics has helped improve operations at Microsoft. Jesus responds that it started from looking at data from a compliance perspective: examining deals with Microsoft clients that were suspicious, and paying more attention to them specifically. From that, Jesus explains that he and his team looked at the market of each of the countries in which Microsoft conducts business, to see how it was doing and if there were any deviations from the norm. “We want to look at them – at the partner and the customer ecosystem – and try to see which partners are doing great, which ones are not doing that well and try to connect why those activities could be,” he tells Tom.
The Impact of COVID-19 on Digital & Data Analytics in Compliance
The pandemic has helped Microsoft teams to be more comfortable with the use of data analytics. The challenge with this, Jesus explains, is that companies may not be initially receptive to changes in their processes, especially if they have their own data processes that are working well for them. Due to the pandemic, employees are using more technology and are more willing to look at data and improve the way that they are working, based on the feedback they get.
What’s Next
Companies and compliance functions need to rely on more data in the coming years. Jesus adds that experts within our organizations need to be thinking about how data helped them answer some of the questions they may have had. One of the challenges companies will face in the future is that their data may be disconnected or without structure.
Listen here to Microsoft Week episode 1, featuring Alan Gibson, Director of Legal and Compliance Innovation at Microsoft.
Listen here to Microsoft Week episode 2, featuring Abbas Kudrati, Chief Cybersecurity Advisor for Microsoft Asia’s Enterprise Cybersecurity Group.
Listen here to Microsoft Week episode 3, featuring Joseph Davis, Microsoft’s Chief Security Advisor for Health and Life Sciences.
Listen here to Microsoft Week episode 4, featuring Erica Toelle, Senior Product Marketing Manager for Records Management and InfoGov.
Resources
Jesus Fernandez | LinkedIn
Anti-Corruption Technology Solutions
Tom and Jay are back to take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Design Thinking in Compliance edition.
Stories
- Design Thinking returns to compliance as Carsten Tams begins a 5-part series on LinkedIn. Check out Part 1.
- Ex-Goldman Sachs banker settles FCPA matter. Dylan Tokar in WSJ Risk and Compliance Journal.
- Want a refresher in red flags, check out this FBI-produced multipart series, all available on YouTube. Red Flag Fraud Signs, Part 1, Red Flag Fraud Signs, Part 2, Red Flag Fraud Signs, Part 3, Red Flag Fraud Signs, Part 4, Red Flag Fraud Signs, Part 5, Red Flag Fraud Signs, Part 6
- Tricky Dicky lives in FCPA enforcement. Dick Cassin explains why in the FCPA Blog.
- Using captives to provide FCPA D&O Coverage? Daniel Chefitz and Sergio Oehninger in the FCPA Blog.
- Do we need to ban high-value currency? Sam Magaram in GAB.
- Compliance opportunities in and after Covid. Stephen Naughton in Compliance Law Journal.
- Building an effective AML action plan. Peter Fitzgerald, Scott Zucker and Tristan Souness-Wilson in CCI.
- SEC settles pre-taliation case with Guggenheim Partners. Matt Kelly in Radical Compliance.
- Will laws requiring Board diversity survive court scrutiny? Kevin LaCroix in the D&O Diary.
Podcasts and Events
- Microsoft Week on Innovation in Compliance. Alan Gibson on Legal Compliance for the Future, Abbas Kudration Innovation Through Info Security, Joseph Davis on A Progressive and Humble Leadership to Cybersecurity, Erica Toelle on Records Management and Information Governance, Jesus Fernandez on the Digital Transformation of Compliance.
- How does history inform compliance? What are the leadership lessons from ancient Greeks and Romans? Find out in this special 10 part podcast series on famous Greeks and Romans from Plutarch’s Lives this week on 12 O’Clock High, a podcast on business leadership, hosted by Richard Lummis and Tom Fox. In Episode 1, they mined Plutarch about the lives of and leadership lessons from Themistocles and Camillus. In Episode 2, they looked at Solon and Popsicola. In Episode 3, Pericles and Fabius Maximus.
- Trekking Through Compliance Returns! Tom reviews all 79 episodes of Star Trek, the Original Series beginning June 1. Each day at 3 PM on the Compliance Podcast Network. This week’s offerings included Space Seed, Return of the Archons, This Side of Paradise, Devil in the Dark and Errand of Mercy.
- On July 1, join K2 Integrity’s Snezana Gebauer and Darren Matthews will present a webinar on asset tracing at the IBA Global Influencer Forum. Learn more and register here.
- On July 13, join K2 Integrity for its Virtual Compliance Conference on Environment, Social, and Governance Compliance Risks for Financial Institutions. Information and Registration here.
- Compliance Week is looking at 3rd risk management in 2021 in a two-day virtual event on June 29 & 30. For information and registration click here. Use the code Dave100 for a free ticket.
- Tom announces his latest book, The Compliance Handbook, 2nd edition is available for presale purchase. Use the code FOX25 and go here. The Compliance Handbook 2ndedition will be available in both print and eBook editions.
Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.
