Day: March 10, 2022

Categories
The Walden Pond

Fraud Triangle Analytics Monitoring Using Keystroke Data with Marta Cadavid


 
Marta Cadavid is co-founder and CEO at NoFraud, an organization dedicated to fighting fraud by using technology to anticipate criminal behavior. NoFraud specializes in forensic audit, cybersecurity, and investigations of economic crimes. As a Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE), AML Anti-Money Laundering Certified Associate (AMLCA), Marta possesses valuable experience that sets her a cut above the rest. She is also Consultant and International Coach of Auditool. Marta discusses how fraud triangle theory can be used to improve fraud detection.
 

 
Fraud, corruption, waste, corporate abuse and other misbehaviors destroy an organization’s value. They are the silent enemy that kills companies, Marta shares. This enemy was the driving force behind the conception of NoFraud; their goal was to be one step ahead of these misbehaviors. They now help corporations build value through the prediction, prevention, and detection of undesirable conduct at the workplace.
 
According to Marta’s research, 15-25% of people are never involved in unethical actions. Unfortunately, the larger percentage of people are prone to behaving according to the moment. NoFraud combines fraud triangle theory with artificial intelligence, data analytics and semantics to monitor patterns of keystrokes or communications from an individual. 
 
Resources
Marta Cadavid on LinkedIn
Email: marta.cadavid.a@gmail.com 
NoFraud.la | MartaCadavid.com
To learn more, and contact Vincent Walden, please visit Alvarez and Marsal
 

Categories
Compliance Kitchen

Swiss Sanctions on Russia


Switzerland Imposes Sanctions on Russia.

Categories
Hidden Traffic Podcast

Understanding What Modern Slavery and Human Trafficking Are with Laura Gauer Bermudez, PhD


 
Laura Gauer Bermudez is Director of Evidence and Learning at the Global Fund to End Modern Slavery. She is also a psychotherapist at Gold Therapy NYC and Westchester Psychotherapy. With over 15 years of experience in leadership, business operations, and grant-making, Laura is a social impact professional dedicated to making the clinical setting more human. She joins host Gwen Hassan to define and differentiate between human trafficking and modern slavery, and discuss GFEMS’ data-based approach to ending both.
 

 
Fundamentally, modern slavery and human trafficking are about people with more power taking advantage of those with less for profit. Often, the victims have a minority status, usually ethnic, religious, or gender-based. Though modern slavery and human trafficking often intersect, they aren’t the same thing. Human trafficking is the recruitment, transfer, transportation, harboring or receipt of persons using force, fraud, or coercion for the purposes of exploitation. Modern slavery is an umbrella term that covers multiple forms of exploitation, including human trafficking, forced labor, commercial sexual exploitation, and forced marriage. 
 
Whether the term ‘modern slavery’ is appropriate is a point of contention within the US. The reason it’s up for debate is due to the US’ own history of the transatlantic slave trade; for some, it’s an insult to equate recent forms of exploitation to the purchasing and ownership of African people as property. 
 
Resources
Laura Gauer Bermudez on LinkedIn | Twitter
Global Fund To End Modern Slavery
 

Categories
Everything Compliance

Episode 95, the Russia Invades Ukraine Edition


Welcome to the only roundtable podcast in compliance. The entire gang was also recently honored by W3 as a top talk show in podcasting. In this episode, we have the quartet of Jonathan Marks, Karen Woody, Jonathan Armstrong, Tom Fox and Matt Kelly. We dedicate the entire episode to compliance issues arising from the Russia invasion of Ukraine. We conclude with our fan favorite Shout Outs and Rants.

  1. Karen Woody considers the impact of corruption in both Russia and Ukraine going forward. Karen shouts out to the Ukraine’s U.N. Ambassador Sergiy Kyslytsya for his impassioned plea for Russia to stop its invasion of his country this week, at the United Nations.
  1. Matt Kelly looks at the export control issues and sanctions issued by the US and its allies in this arena. Kelly shouts out Jackson Reffitt, who testified against his father in his father’s Capital Insurrection trial.
  1. Jonathan Marks discusses the sanctions which have been levied by the Biden Administration, how to assess this evolving risk and the role of the Board in managing this risk. Marks rants about Bob Blaffert (again)  and shouts out to Sonny Johnson, an autistic basketballer who made the game winning shot that helped his team win its final game of the season.
  1. Jonathan Armstrong looks at how the shooting war in the Ukraine has spilled over into a cyber war across the globe. Armstrong shouts out to Paddington Bear for giving comfort to refugees across the globe and to the voice of Paddington Bear, Ukrainian President Zelensky.
  1. Tom Fox shouts out to the Texas GOP for stopping AG Ken Paxton from renomination in the party’s primary and for forcing him into a run-off with George P. Bush.

 The members of the Everything Compliance are:

  • Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com
  • Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
  • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
  • Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com
  • Jonathan Marks is Partner, Firm Practice Leader – Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com

The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.

Categories
Daily Compliance News

March 10, 2022 the 4-Day Notice Edition


In today’s edition of Daily Compliance News:
·      Matthew Stephenson speaks. (Harvard Law Today)
·      Black Panther movie director arrested for ‘banking while black’.   (BBC)
·      Sunny Balwani trial to begin. (WSJ)
·      SEC proposes 4-day notice requirement for cyber breach. (Reuters)