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Caremark Claims, Part 2

by Admin | Jul 14, 2022

Welcome to The Woody Report, where Washington & Lee School of Law Associate Professor Karen Woody and host Tom Fox discuss issues on white collar crime, compliance issues, international corruption, securities and accounting fraud, and internal corporate…

July 14, 2022 the Bob, Dodge and Weave edition

by Admin | Jul 14, 2022 In today’s edition of Daily Compliance News: Snyder continues to dodge the Congressional subpoena. (WSJ) Yet more corruption in Iran (are you surprised?) (WaPo) SEC wins gag order ruling, maybe. (Reuters) What’s $79bn among execs? (BBC)

CCO Skills at Mid-Century: Part 2 – Social Skills Going Forward

by Admin | Jul 14, 2022 I am looking at what skills will be needed for the mid-century Chief Compliance Officer (CCO). Moving into the CCO chair today is far beyond compliance expertise and legal knowledge. In Part 1 of this two-part series, I reviewed the soft skills most current CCOs have….

Mirror Mirror

by Admin | Jul 13, 2022 In this episode of Trekking Through Compliance, we consider the episode Mirror Mirror, which aired on October 6, 1967, Star Date unknown. During transport in an ion storm, the Away Team is transported into a parallel universe and a mirror image of Enterprise. There…

Sustain Your Game with Alan Stein Jr.

by Admin | Jul 13, 2022 What do Kobe Bryant, LeBron James, Kevin Durant, and Steph Curry have in common? Besides being world-class professional basketball players, they have also had the same performance coach, our guest on the #podcast Alan Stein Jr. While these men may be peak performers…

Luckenbach Legacy: The Art of Becky Crouch Patterson

by Admin | Jul 13, 2022 Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits the people and organizations that make this the most unique areas of Texas. Join Tom as he…

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King Lear Week: Part V – the Fool (In theater and in business)

March 29, 2019 | Blog

This week I have used the current Broadway performance by Glenda Jackson as King Learto introduce several compliance topics. Today, I want to discuss the role of The Fool. Initially…

King Lear Week: Part IV – Jackson Provides a Different Interpretation

March 28, 2019 | Blog

This past weekend I was lucky enough to catch the performance of King Lear with Glenda Jackson as the mad king. It was a magnificent production and if you have the…

King Lear Week: Part III – Changing Your Focus

March 27, 2019 | Blog

This past weekend I was lucky enough to catch the performance of King Lear with Glenda Jackson as the mad king. It was a magnificent production and if you have the…

King Lear Week: Part II – Engaging Your Audience

March 26, 2019 | Blog

This past weekend I was lucky enough to catch the performance of King Learwith Glenda Jackson as the mad king. It was a magnificent production and if you have the…

King Lear Week: Part I – Innovation in Compliance Podcasting

March 25, 2019 | Blog

This past weekend I was lucky enough to catch the performance of King Learwith Glenda Jackson as the mad king. It was a magnificent production and if you have the…

Day 24 of 30 Days to a Better Compliance Program, the Holy Grail

October 25, 2017 | Blog

Day 22 of 30 Days to a Better Compliance Program, the Regional Compliance Committee

October 23, 2017 | Blog

Day 21 of One Month to More Effective Internal Controls-Revenue Recognition, Internal Controls and Compliance

October 22, 2017 | Blog

Day 21 of One Month to Better Compliance Through HR-Human Resources Gap Analysis for Compliance Issues

October 22, 2017 | Blog

Day 21 of 30 Days to a Better Compliance Program, the Compliance Oversight Committee

October 22, 2017 | Blog