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Caremark Claims, Part 2

by Admin | Jul 14, 2022

Welcome to The Woody Report, where Washington & Lee School of Law Associate Professor Karen Woody and host Tom Fox discuss issues on white collar crime, compliance issues, international corruption, securities and accounting fraud, and internal corporate…

July 14, 2022 the Bob, Dodge and Weave edition

by Admin | Jul 14, 2022 In today’s edition of Daily Compliance News: Snyder continues to dodge the Congressional subpoena. (WSJ) Yet more corruption in Iran (are you surprised?) (WaPo) SEC wins gag order ruling, maybe. (Reuters) What’s $79bn among execs? (BBC)

CCO Skills at Mid-Century: Part 2 – Social Skills Going Forward

by Admin | Jul 14, 2022 I am looking at what skills will be needed for the mid-century Chief Compliance Officer (CCO). Moving into the CCO chair today is far beyond compliance expertise and legal knowledge. In Part 1 of this two-part series, I reviewed the soft skills most current CCOs have….

Mirror Mirror

by Admin | Jul 13, 2022 In this episode of Trekking Through Compliance, we consider the episode Mirror Mirror, which aired on October 6, 1967, Star Date unknown. During transport in an ion storm, the Away Team is transported into a parallel universe and a mirror image of Enterprise. There…

Sustain Your Game with Alan Stein Jr.

by Admin | Jul 13, 2022 What do Kobe Bryant, LeBron James, Kevin Durant, and Steph Curry have in common? Besides being world-class professional basketball players, they have also had the same performance coach, our guest on the #podcast Alan Stein Jr. While these men may be peak performers…

Luckenbach Legacy: The Art of Becky Crouch Patterson

by Admin | Jul 13, 2022 Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits the people and organizations that make this the most unique areas of Texas. Join Tom as he…

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Looking Back on 9/11: Juan Zarate-the Treasury Department Responds

September 7, 2021 | Blog

This coming Saturday is the 20th anniversary of the attacks upon America on September 11, 2001. Like most Americans, this was the seminal event in the history of our country….

Looking Back on 9/11: Gabe Hidalgo on Needing to Make a Difference

September 6, 2021 | Blog

This coming Saturday is the 20th anniversary of the attacks upon America on September 11, 2001. Like most Americans, this was the seminal event in the history of our country….

Day 21 of One Month to More Effective Internal Controls-Revenue Recognition, Internal Controls and Compliance

August 27, 2021December 15, 2022 | Blog

Day 24 of 30 Days to a Better Compliance Program, the Holy Grail

August 24, 2021December 16, 2022 | Blog

Day 22 of 30 Days to a Better Compliance Program, the Regional Compliance Committee

August 22, 2021December 16, 2022 | Blog

Day 21 of One Month to Better Compliance Through HR-Human Resources Gap Analysis for Compliance Issues

August 21, 2021December 15, 2022 | Blog

Day 20 of 30 Days to a Better Compliance Program, the Board of Directors’ Compliance Committee

August 20, 2021December 15, 2022 | Blog

Day 20 of One Month to More Effective Internal Controls- Assessing Compliance Internal Controls Under COSO

August 20, 2021December 15, 2022 | Blog

Day 19 of 30 Days to a Better Compliance Program, Compliance Expertise on the Board

August 19, 2021December 15, 2022 | Blog

King Lear Week: Part V – the Fool (In theater and in business)

March 29, 2019 | Blog

This week I have used the current Broadway performance by Glenda Jackson as King Learto introduce several compliance topics. Today, I want to discuss the role of The Fool. Initially…