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Caremark Claims, Part 2

by Admin | Jul 14, 2022

Welcome to The Woody Report, where Washington & Lee School of Law Associate Professor Karen Woody and host Tom Fox discuss issues on white collar crime, compliance issues, international corruption, securities and accounting fraud, and internal corporate…

July 14, 2022 the Bob, Dodge and Weave edition

by Admin | Jul 14, 2022 In today’s edition of Daily Compliance News: Snyder continues to dodge the Congressional subpoena. (WSJ) Yet more corruption in Iran (are you surprised?) (WaPo) SEC wins gag order ruling, maybe. (Reuters) What’s $79bn among execs? (BBC)

CCO Skills at Mid-Century: Part 2 – Social Skills Going Forward

by Admin | Jul 14, 2022 I am looking at what skills will be needed for the mid-century Chief Compliance Officer (CCO). Moving into the CCO chair today is far beyond compliance expertise and legal knowledge. In Part 1 of this two-part series, I reviewed the soft skills most current CCOs have….

Mirror Mirror

by Admin | Jul 13, 2022 In this episode of Trekking Through Compliance, we consider the episode Mirror Mirror, which aired on October 6, 1967, Star Date unknown. During transport in an ion storm, the Away Team is transported into a parallel universe and a mirror image of Enterprise. There…

Sustain Your Game with Alan Stein Jr.

by Admin | Jul 13, 2022 What do Kobe Bryant, LeBron James, Kevin Durant, and Steph Curry have in common? Besides being world-class professional basketball players, they have also had the same performance coach, our guest on the #podcast Alan Stein Jr. While these men may be peak performers…

Luckenbach Legacy: The Art of Becky Crouch Patterson

by Admin | Jul 13, 2022 Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits the people and organizations that make this the most unique areas of Texas. Join Tom as he…

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The Binance Enforcement Action

November 30, 2023November 30, 2023 | Blog

Binance, the world’s largest cryptocurrency trading platform, has recently been hit with a staggering $4.3 billion fine for intentionally violating anti-money laundering laws and other financial regulations. This landmark case…

Improving Corporate Culture Through Podcasting

November 29, 2023November 28, 2023 | Blog

Podcasting has become increasingly popular over the past decade, providing businesses with a new and innovative way to communicate with their audience. In simple terms, podcasting is the creation and…

Assessing Communication Compliance: Ephemeral Messaging and Retention

November 28, 2023November 16, 2023 | Blog

I recently had the opportunity to visit with Alex Cotoia, Regulatory Manager, and Daniela Melendez, an Associate at The Volkov Law Group, on the importance of addressing electronic communications preservation…

Understanding the Risk – Return Relationship in Compliance

November 27, 2023November 27, 2023 | Blog

Investing in any form involves a certain level of risk, and the potential return is directly related to the level of risk taken on. This principle holds true for both…

How the Venetian Republic Invented the Modern Hotline-Into the Lion’s Mouth

November 22, 2023November 16, 2023 | Blog

It turns out that Venice invented the modern hotline reporting system with their Lion’s Mouth reporting protocol. The symbol of Venice is the Lion St. Mark. The use of this…

Compliance Lessons from Venice: Incentives, Consequences and Compliance

November 21, 2023November 17, 2023 | Blog

This week I am running a three-part blog post series and three-part podcast series on compliance lessons from one of the most beautiful cities on earth, Venice. We will consider…

Simplifying Compliance Programs: The Power of Basic Approaches

November 20, 2023November 17, 2023 | Blog

This week I am running a three-part blog post series and three-part podcast series on compliance lessons from one of the most beautiful cities on earth, Venice. We will consider…

Creating a Sustainable Communications Compliance Environment with Technology

November 17, 2023November 14, 2023 | Blog

This week I have a special five-part podcast series, sponsored by Verint on the Future of Communication in Financial Compliance on the Innovation in Compliance podcast series on the Compliance…

The Importance of Data Quality in Financial Communications Compliance

November 16, 2023November 16, 2023 | Blog

This week I have a special five-part podcast series, sponsored by Verint on the Future of Communication in Financial Compliance on the Innovation in Compliance podcast series on the Compliance…

Bridging the Gap: Enhancing Surveillance Systems with Data Analysis

November 15, 2023November 14, 2023 | Blog

This week I have a special five-part podcast series, sponsored by Verint on the Future of Communication in Financial Compliance on the Innovation in Compliance podcast series on the Compliance…

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The Compliance Podcast Network Blog

Caremark Claims, Part 2

July 14, 2022 the Bob, Dodge and Weave edition

CCO Skills at Mid-Century: Part 2 – Social Skills Going Forward

Mirror Mirror

Sustain Your Game with Alan Stein Jr.

Luckenbach Legacy: The Art of Becky Crouch Patterson

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