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Caremark Claims, Part 2

by Admin | Jul 14, 2022

Welcome to The Woody Report, where Washington & Lee School of Law Associate Professor Karen Woody and host Tom Fox discuss issues on white collar crime, compliance issues, international corruption, securities and accounting fraud, and internal corporate…

July 14, 2022 the Bob, Dodge and Weave edition

by Admin | Jul 14, 2022 In today’s edition of Daily Compliance News: Snyder continues to dodge the Congressional subpoena. (WSJ) Yet more corruption in Iran (are you surprised?) (WaPo) SEC wins gag order ruling, maybe. (Reuters) What’s $79bn among execs? (BBC)

CCO Skills at Mid-Century: Part 2 – Social Skills Going Forward

by Admin | Jul 14, 2022 I am looking at what skills will be needed for the mid-century Chief Compliance Officer (CCO). Moving into the CCO chair today is far beyond compliance expertise and legal knowledge. In Part 1 of this two-part series, I reviewed the soft skills most current CCOs have….

Mirror Mirror

by Admin | Jul 13, 2022 In this episode of Trekking Through Compliance, we consider the episode Mirror Mirror, which aired on October 6, 1967, Star Date unknown. During transport in an ion storm, the Away Team is transported into a parallel universe and a mirror image of Enterprise. There…

Sustain Your Game with Alan Stein Jr.

by Admin | Jul 13, 2022 What do Kobe Bryant, LeBron James, Kevin Durant, and Steph Curry have in common? Besides being world-class professional basketball players, they have also had the same performance coach, our guest on the #podcast Alan Stein Jr. While these men may be peak performers…

Luckenbach Legacy: The Art of Becky Crouch Patterson

by Admin | Jul 13, 2022 Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits the people and organizations that make this the most unique areas of Texas. Join Tom as he…

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The World Has Changed: McDonald’s and the Oversight Duty of Officers-Part 2

January 31, 2023January 31, 2023 | Blog

This week, we are exploring a shift in the duties of care owed by corporate officers to the corporation. It is coming through the Chancery Court of Delaware in the…

The World Has Changed: McDonald’s and the Oversight Duty of Officers-Part 1

January 30, 2023 | Blog

There is a reason that lawyer truisms are just that: because they are based in fact. One of those truisms is that bad facts make bad laws. I saw that…

Operationalizing Compliance: Part 5-Overwhelmed, yet?

January 27, 2023January 20, 2023 | Blog

Welcome to a special five-part podcast series on Operationalizing Your Compliance Program, sponsored by Broadcat LLC. Over this series, I have visited with Jennifer May, Director of Compliance Advisory; Taylor…

Operationalizing Compliance: Part 3-Jaycee Dempsey on Operationalizing Compliance

January 25, 2023January 20, 2023 | Blog

Welcome to a special five-part podcast series on Operationalizing Your Compliance Program, sponsored by Broadcat LLC. Over this series, I visit with Jennifer May, Director of Compliance Advisory; Taylor Edwards, …

Operationalizing Compliance: Part 2-Compliance Program Design

January 24, 2023January 23, 2023 | Blog

Operationalizing Compliance: Part 1 – Compliance Program Effectiveness

January 23, 2023January 20, 2023 | Blog

Incentives in Compliance: Part 2 – Clawbacks

January 10, 2023 | Blog

Just as the Department of Justice (DOJ) has long focused on financial incentives in a best practices compliance program, it has equally focused on punishing those officers and employees who…

Incentives in Compliance: Part 1 – Financial Incentives

January 9, 2023 | Blog

One of the areas that many companies have not paid as much attention to in their compliance programs is compensation and incentives. However, the Department of Justice (DOJ) and Securities…

Profit Sharing as Bribery: The Honeywell FCPA Enforcement Action: Part 3 – The Comeback

January 4, 2023January 2, 2023 | Blog

To close out 2022 in Foreign Corrupt Practices Act (FCPA) enforcement actions, the Department of Justice (DOJ) and Securities and Exchange Commission (SEC) announced settlements of FCPA enforcement actions with…