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Compliance Into the Weeds

Compliance into the Weeds: Navigating Effective Human Oversight for ADS/ADMT in AI Compliance

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully, and looking for some hard-hitting insights on compliance. Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss Matt’s recent experience at a compliance conference in Lithuania and engage in a thorough discussion about effective human oversight in AI systems.

They examine the recent guidance from the European Data Protection Supervisor (EDPS) on maintaining human oversight of automated decision-making processes, relating it to similar regulatory requirements in California. The conversation explores the implications for corporate compliance, IT, and audit professionals, highlighting the challenge of balancing AI efficiency with the need for effective human intervention to mitigate risks and ensure regulatory compliance.

Key highlights:

  • Matt’s Experience in Lithuania
  • AI Regulation in the EU and CCPA Amendments re: ADS and ADMT
  • Effective Human Oversight in AI Systems
  • Challenges in AI Control Design
  • The Role of Compliance and Audit in AI Oversight

Resources:

Matt on Radical Compliance

Tom with a 5-Part podcast series on the CCPA Amendments on ADS/ADMT with Alyssa DeSimone on Life with GDPR

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A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred a Davey, Communicator, and W3 Awards for podcast excellence.

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Life with GDPR

A Compliance Roadmap for ADS/ADMT – Part 2: Understanding Opt-In and Opt-Out Requirements

Welcome to a special series on Life with GDPR. Over the next five episodes, Tom Fox and Alyssa DeSimone, a legal/compliance & risk management expert, with an extensive background in HR,  will discuss the complex topic of a Compliance Roadmap for ADS/ADMT.

In this second episode, Tom Fox and Alyssa DeSimone review the opt-in and opt-out requirements introduced in the recent updates to the California Consumer Privacy Act (CCPA). They discuss what opting in and out entails, the concept of anti-retaliation in this context, and how disparate impact analysis can help regulators assess compliance. Additionally, they explore the importance of clear communication and training for HR departments on the use of AI in hiring, as well as the role of vendors in ensuring compliance. The episode wraps up with a discussion on the ambiguous term ‘significant decision making’ and its potential for litigation.

Key highlights:

  • Understanding Opt-In and Opt-Out Requirements
  • Anti-Retaliation Measures
  • Disparate Impact Analysis
  • Applicant Rights and Training
  • Vendor Collaboration and Compliance
  • Significant Decision Making

Resources:

Connect with Tom Fox

Connect with Alyssa DeSimone

Life with GDPR was recently honored as a Top Data Security Podcast

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Life with GDPR

A Compliance Roadmap for ADS/ADMT – Part 1: Introduction & Jurisdiction

Welcome to a special series on Life with GDPR. Over the next five episodes, Tom Fox and Alyssa DeSimone, a legal/compliance & risk management expert with an extensive background in HR, will discuss the complex topic of a Compliance Roadmap for ADS/ADMT.

In this first episode, we break down the essentials of ADS/ADMT, focusing on who is covered, the nuances of jurisdiction, and the broader business implications of evolving employment laws. ADS is an automated decision system, and ADMT is an automated decision-making technology. Whether you are an HR professional, compliance professional, or legal eagle, this discussion will help you navigate the complexities of compliance in a changing legal landscape.

Key highlights:

  • What is ADS/ADMT?
  • Applies to 5+ employees (including part-time/out-of-state).
  • Coverage limits for out-of-state conduct.
  • Jurisdiction can reach beyond California.
  • Risk mitigation tips for businesses.

Resources:

Connect with Tom Fox

Connect with Alyssa DeSimone

Life with GDPR was recently honored as a Top Data Security Podcast