Tag: Brexit

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Daily Compliance News

Daily Compliance News: January 22, 2024 – The China in Trouble Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • The fraud of belts and roads.  (WSJ)
  • ICBC was fined $32MM by DFS. (WSJ)
  • Why was Brexit doomed to fail? (FT)
  • Learn to play office politics or be its victim.  (FT)

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

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Life with GDPR

Episode 35- What does Brexit Mean for GDPR?

In this episode Jonathan Armstrong and I consider the implications of GDPR enforcement going forward after Brexit. Recognizing the situation is incredibly fluid, there are nevertheless some areas of risk management that you can begin to prepare for in the event of a deal for an orderly Brexit, a no-deal Brexit or an extension of the deadline Some of the highlights in this episode include:

  1. What does Brexit mean for GDPR enforcement?
  2. How will the UK-ICO move forward after Brexit?
  3. What are the implications of a no-deal Brexit? What can a company do to prepare at this point?
  4. How will the Irish regulators react to Brexit?
  5. What will Brexit mean for internal investigations, both in the UK and EU?
  6. What happens if there is an extension?
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Compliance Into the Weeds

Compliance into the Weeds: Episode 116-Brexit Risks

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a deep dive into Brexit and what it might mean from an operational, regulatory and compliance perspective for a US company.

Some of the highlights include:

  • What are the operational risks around Brexit?
  • What are the regulatory risks for US companies?
  • Why is the SEC so concerned by US companies disclosing Brexit risks?
  • What are the disclosure requirements?
  • What is key supplier risk?
  • What is key customer concentration risks inherent in Brexit?
  • What is the role of internal audit in preparing a US company for Brexit?
  • What are the lessons for the compliance practitioner?
  • What are some examples of adequate and inadequate Brexit disclosure risks?
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Daily Compliance News

Daily Compliance News: March 12, 2019-the loonshot edition

MARCH 12, 2019 BY TOM FOX


In today’s edition of Daily Compliance News: