Tag: compliance and ethics

As the Astros (nearly) sweep the BoSox (in the Cheater’s Bowl), we enter the 6^th month of 2021, Jay and Tom take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Welcome to June edition.
Stories

1. Compliance and goverance for NFTs. Ingrid Vasiliu-Feltes in XpertsLeague.
2. Compliance risks in post-acquisition integration. Jennifer Fondrevay in the FCPA Blog.
3. A collective response to ransomware attacks is needed. Jaclyn Jaeger reflects in Complinace Week. (sub req’d)
4. Using stories to make your values stick. Brett Beasley in Notre Dame Delloite Center for Ethical Leadership.
5. What is the cost of compliance? Thompson Reuters report, in CCI.
6. Is AI up to AML work? Mayze Teitler explores in the Global Anti-Corruption Blog.
7. Are echos of 2008 in the air? Mark Jensen and in Ian Roffman CCI.
8. More charges still coming down from the Odebrecht case. Mike Volkov in Corruption, Crime and Compliance.
9. Lessons for corp BODs from Exxon. Nell Minow the Havard Law School Forum on Corporate Governance.
10. What is the status of your financial crimes compliance program? Frank Staelens in Risk and Compliance Platform Europe. 

Podcasts and Events

11. Mikhail Reider-Gordon is back with a special two-part week on The Wirecard Saga. Check out the top podcast on Germany’s biggest financial scandal over the past 70 years. Listen to the ‘Know When to Hold ‘Em’ edition, Part 1& Part 2. On the Compliance Podcast Network.
12. Compliance Man Returns with a New Season: True or False? Tom and emerging market compliance special Tim Khasanov-Batirov are back with a new 10-episode season. In Episode 2, they explore how whistleblowers are received in emerging markets. Can’t get out of your Ivory Tower, the check out Compliance Man to learn about compliance in emerging markets. The season’s episodes will post at 7AM each Friday over the next few months. Part 2 .
13. Trekking Through Compliance Returns! Tom reviews all 79 episodes of Star Trek, the Original Series beginning June 1. Each day at 3 PM on the Compliance Podcast Network. This week included The Man Trap, Charlie X, Where No Man Has Gone Before, and The Naked Time.
14. The Compliance Podcast Network premiers a new podcast, From the Editor’s Desk, with Dave Lefort, Editor in Chief of Compliance Week. In this Episode 1, we review some of the top stories from the CW 21 Conference, the top stories from CW in May and a special segment with Aly McDevitt, author of the CW special report on the VW monitorship. From the Editor’s Desk will appear on the first and last Friday of each month at 8 AM.
15. Two great K2 Integrity events. On June 9, join K2 Integrity’s Lindsay Di Fede and Olivia Allison to hear about the benefits of taking a holistic and programmatic approach to preventing, detecting, responding to, and remediating insider threats. Learn more and register: https://www.k2integrity.com/en/events/insider-threats—taking-a-proactive-and-preventive-approach. On July 1, join K2 Integrity’s Snezana Gebauer and Darren Matthews will present a webinar on asset tracing at the IBA Global Influencer Forum. Learn more and register: https://www.k2integrity.com/en/events/k2-integrity-webinar-at-iba-global-influencer-forum-fraud-debt-and-judgements-how-to-maximize-asset
16. Tom announces his latest book, The Compliance Handbook, 2^nd edition is available for presale purchase. Use the code FOX25 and go here. The Compliance Handbook 2^ndedition will be available in both print and eBook editions.
17. iliated Monitors, Inc.‘s Jesse Caplan hosts Troutman Pepper‘s partner Miranda Hooker and AMI’s James Anliot as they discuss the growing opportunities, the significant compliance risks, the available compliance guidance (and the limits to that guidance), and how to mitigate the potential for government investigations and enforcement actions. On today’s episode of “Integrity Through Compliance“!

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

As our thoughts turn towards Memorial Day and what it represents, we contemplate James Bond streaming on Amazon. Jay is now podcasting from a disclosed location, as he and Tom take a look at this week’s stories top compliance and ethics stories which caught their interest on This Week in FCPA in the Shaken Not Stirred edition.
 Stories

1. Big corruption trial and great lawyer gossip going on in London, as ENRC sues former lawyer and SFO. Check out these reports in Rueters, here, here and here.
2. Revisiting the FCPA Top 10. Harry Cassin in the FCPA Blog.
3. GDPR turns 3. Neil Hodge reflects in Complinace Week. (sub req’d) Tom and Jonathan Armstrong podcast on Life with GDPR.
4. More anti-trust troubling the world of chicken prodcuers. Mike Volkov in Corruption, Crime and Compliance.
5. What is the intersection of ESG and Compliance. Tom explores the role of compliance here and here. Matt Kelly weighs in on the SEC comments in Radical Compliance.
6. How to lessen extortionware attacks. Rob Shavell in CCI.
7. DFS fines two companies for data breachs. Paul Weiss lawyers in NYU’s Compliance and Enforcement Blog.
8. Internal reporting is down. What does it portend? Andrew Burt in Navex Global’s Ethics Matters.
9. Caremark Developments and the Imperative of Regular Risk Review. William Savittin the Havard Law School Forum on Corporate Governance.
10. What is Bizzaro Malware? Jonathan Rusch explains in Dipping Through Geometries.

Podcasts and Events

1. In this episode of The Compliance Handbook, Tom has a great discussion with Hui Chen about her thoughts on the evolution of compliance.
2. Compliance Man Returns with a New Season: True or False? Tom and emerging market compliance special Tim Khasanov-Batirov are back with a new 10-episode season. In Episode 1, they explore how whistleblowers are received in emerging markets. Can’t get out of your Ivory Tower, the check out Compliance Man to learn about compliance in emerging markets. The season’s episodes will post at 7AM over the next few months. Part 1 .
3. Trekking Through Compliance Returns! Tom reviews all 79 episodes of Star Trek, the Original Series beginning June 1. Each day at 3PM CT on the Compliance Podcast Network.
4. Join K2 Integrity 9 June 2021 to hear a team of experts discuss the benefits of taking a holistic and programmatic approach to preventing, detecting, responding to, and remediating insider threats. Learn more and register here.
5. Tom announces his latest book, The Compliance Handbook, 2^nd edition is available for presale purchase. Use the code FOX25 and go here. The Compliance Handbook 2^ndedition will be available in both print and eBook editions.

Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.