Tag: Compliance Week 2022

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From the Editor's Desk

May & June in Compliance Week

Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories which have appeared in Compliance Week over the past month, look at top compliance stories upcoming for the next month, talk some sports and generally try to solve the world’s problems.

In this month’s episode, we look back at top stories in CW from May around ESG at FedEx and key enforcement actions. May was also a record month for traffic on the Compliance Week website. Kyle and Tom talk about the recently held Compliance Week 2022 Conference, which took place in DC. We talked about some of the highlights from presentations, from new vendors in the compliance space, and how great it was to be together in person again. Kyle previewed some topics that Compliance Week will report in June, including Return to Work issues from the compliance perspective, coverage of CW 2022, Russia sanctions, and new ideas from the compliance officer think tank held at CS 2022.

We conclude with a look at some of the top sports stories, including the NBA playoffs and the Celtics making it to the 2022 NBA finals. Tom talks about the Nick Saban/Jimbo Fisher feud over college football recruiting, and Kyle reminds us of the Celtics taking the long view on developing talent.

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Great Women in Compliance

GWICies and Compliance Week


Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.
It’s the 150th episode of the Great Women in Compliance podcast.  This is a special episode because Mary and Lisa decided to do a joint episode in the middle of a season.  And in honor of the 150th episode, they have brought back the GWICies.  This year, they call out some things that resonated with them – the best new podcast, the best innovation this year, the best swag at a conference, the program that can be a phoenix and rise up, while still providing lessons to learn, and the best “outside compliance,” success story, among others.
The other part of the episode is a recap of the recent Compliance Week conference.  Lisa and Mary give their feedback about some highlights and some lessons learned in the panels.  They both felt very fortunate to be a part of this live conference, and the opportunity to connect in person.
Lastly, Lisa and Mary want to thank the Compliance Podcast Network and Corporate Compliance Insights for their ongoing support and sponsorship – they couldn’t do it without them.  They are also grateful for the entire #GWIC community – who have made this such a wonderful experience for them.
The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance related offerings to listen in to.  If you are enjoying this episode, please rate it on your preferred podcast player to help other likeminded Ethics and Compliance professionals find it.  You can also find the GWIC podcast on Corporate Compliance Insights where Lisa and Mary have a landing page with additional information about them and the story of the podcast.  Corporate Compliance Insights is a much appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We’ve Learned from Great Women in Compliance” (CCI Press, 2020).
You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast.
Join the Great Women in Compliance community on LinkedIn here.

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FCPA Compliance Report

Dave Lefort on Compliance Week 2022


In this episode of the FCPA Compliance Report I visit with Dave Lefort, Managing Director at Compliance Week. We take a deep dive into the upcoming Compliance Week 2022 National Conference, detailing the Keynote speakers, panels, conversations and breakout sessions. If there is one compliance conference, you should attend Compliance Week 2022 is it. Listeners to the podcast can get a special discount to the conference of $200 with the discount code TFLAW $200 OFF. Registration and agenda here. If you want more details on why should you attend Compliance Week 2022? Find out in this podcast series featuring speakers at CW 2022.

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Compliance Week Conference Podcast

Andy Powell on Introducing Interactivity and Behavioral Science to Your Ethics & Compliance Program


In this episode of the Compliance Week 2022 Preview Podcasts series, Andy will discuss some of his presentations at Compliance Week 2022, “Introducing Interactivity and Behavioral Science to Your Ethics & Compliance Program.” Some of the issues he will discuss in this podcast, and his presentations are:

  • Learn how to transform your code of conduct from static to dynamic and interactive, featuring practices from behavioral science that help employees retain information.
  • Discover the latest best practices for ethics and compliance training and how to make it more effective, engaging, and “sticky,” with examples.
  • Find out how to use interactivity data from your code of conduct, helpline, disclosures, and training to increase risk visibility and identify trends and hotspots.

In this first full compliance conference in over 2 years, I hope you can join me at Compliance Week 2022. This year’s event will be May 16-18 at the JW Marriott in Washington DC. The line-up of this year’s event is simply first-rate, with some of the top ethics and compliance practitioners around.
Gain insights and make connections at the industry’s premier cross-industry national compliance event offering knowledge-packed, accredited sessions and take-home advice from the most influential leaders in the compliance community. Back for its 17th year, compliance, ethics, legal, and audit professionals will gather safely face-to-face to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs And many others to:

  • Network with your peers, including C-suite executives, legal professionals, HR leaders, and ethics and compliance visionaries.
  • Hear from 75+ respected cross-industry practitioners who are CEOs, CCOs, regulators, federal officials, and practitioners to help inform and shape the strategic direction of your enterprise risk management program.
  • Hear directly from the two SEC Commissioners, gain insights into the agency’s enforcement areas, and walk away with guidance on remaining compliant within emerging areas such as ESG disclosure, third-party risk management, cybersecurity, cryptocurrency, and more.
  • Bring actionable takeaways back to your program from various session types, including ESG, Human Trafficking, Board obligations, and many others, to listen, learn and share.
  • Compliance Week aims to arm you with information, strategy, and tactics to transform your organization and career by connecting ethics to business performance through process augmentation and data visualization.

I hope you can join me at the event. For information on the event, click here. As an extra benefit to listeners of this podcast, Compliance Week is offering a $200 discount off the registration price, and enter discount code TFLAW $200 OFF.

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Compliance Week Conference Podcast

Ellen Hunt on Introducing Interactivity and Behavioral Science to Your Ethics & Compliance Program

In this episode of the Compliance Week 2022 Preview Podcasts series, Ellen will discuss some of her presentations at Compliance Week 2022, “Introducing Interactivity and Behavioral Science to Your Ethics & Compliance Program.” Some of the issues she will discuss in this podcast and her presentations are:

  • Learn how to transform your code of conduct from static to dynamic and interactive, featuring practices from behavioral science that help employees retain information
  • Discover the latest best practices for ethics and compliance training and how to make it more effective, engaging, and “sticky,” with examples
  • Find out how to use interactivity data from your code of conduct, helpline, disclosures, and training to increase risk visibility and identify trends and hotspots.

In this first entire compliance conference in over 2 years, I hope you can join me at Compliance Week 2022. This year’s event will be May 16-18 at the JW Marriott in Washington DC. The line-up of this year’s event is the first-rate with some of the top ethics and compliance practitioners around.

Gain insights and make connections at the industry’s premier cross-industry national compliance event offering knowledge-packed, accredited sessions and take-home advice from the most influential leaders in the compliance community. Back for its 17th year, compliance, ethics, legal, and audit professionals will gather face-to-face to benchmark best practices and gain the latest tactics and strategies to enhance compliance programs and many others to:

  • Network with your peers, including C-suite executives, legal professionals, HR leaders, and ethics and compliance visionaries.
  • Hear from 75+ respected cross-industry practitioners who are CEOs, CCOs, regulators, federal officials, and practitioners to help inform and shape the strategic direction of your enterprise risk management program.
  • Hear directly from the two SEC Commissioners and gain insights into the agency’s enforcement areas and walk away with guidance on how to remain compliant within emerging areas such as ESG disclosure, third-party risk management, cybersecurity, cryptocurrency, and more.
  • Bring actionable takeaways back to your program from various session types, including ESG, Human Trafficking, Board obligations, and many others, for you to listen, learn and share.
  • The goal of Compliance Week is to arm you with information, strategy, and tactics to transform your organization and your career by connecting ethics to business performance through process augmentation and data visualization.

I hope you can join me at the event. For information on the event, click here. As an extra benefit to listeners of this podcast, Compliance Week is offering a $200 discount on the registration price, and enter discount code TFLAW $200 OFF.

Categories
Compliance Week Conference Podcast

Kristy Grant-Hart on Navigating the Global Regulatory Environment

In this episode of the Compliance Week 2022 Preview Podcasts series, Kristy will discuss some of her presentation at Compliance Week 2022 “Deep Dive: Navigating the Global Regulatory Environment”. Some of the issues she will discuss in this podcast and her presentation are:

  • Driving compliance culture change across diverse geographies, functions, and teams
  • How global organizations can remain compliant within global areas with conflicting laws
  • Sharing data across borders
  • Setting up SOPs to remain compliant
  • Keeping up with changing requirement across the globe, including high-conflict areas (China, Russia, etc.), FCPA enforcement, EU development, etc.

In this first full compliance conference in over 2 years, I hope you can join me at Compliance Week 2022. This year’s event will be May 16-18 at the JW Marriott in Washington DC. The line-up of this year’s event is simply first rate with some of the top ethics and compliance practitioners around.

Gain insights and make connections at the industry’s premier cross-industry national compliance event offering knowledge-packed, accredited sessions and take-home advice from the most influential leaders in the compliance community. Back for its 17th year, compliance, ethics, legal, and audit professionals will gather safely face-to-face to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs. and many others to:

  • Network with your peers, including C-suite executives, legal professionals, HR leaders and ethics and compliance visionaries.
  • Hear from 75+ respected cross-industry practitioners who are CEOs, CCOs, regulators, federal officials, and practitioners to help inform and shape the strategic direction of your enterprise risk management program.
  • Hear directly from the two SEC Commissioners and gain insights into the agency’s areas of enforcement and walk away with guidance on how to remain compliant within emerging areas such as ESG disclosure, third-party risk management, cybersecurity, cryptocurrency and more.
  • Bring actionable takeaways back to your program from various session types including ESG, Human Trafficking, Board obligations and many others for you to listen, learn and share.
  • The goal of Compliance Week is to arm you with information, strategy and tactics to transform your organization and your career by connecting ethics to business performance through process augmentation and data visualization.

I hope you can join me at the event. For information on the event, click here. As an extra benefit to listeners of this podcast, Compliance Week is offering a $200 discount off the registration price. Enter discount code discount code TFLAW $200 OFF.

Categories
Compliance Week Conference Podcast

Holly Kulka on Effectively Managing Risk in a “Move Fast and Break Things” World


In this episode of the Compliance Week 2022 Preview Podcasts series, Holly will discuss some of her presentation at Compliance Week 2022 “Effectively Managing Risk in a “Move Fast and Break Things” World”. Some of the issues she will discuss in this podcast and her presentation are:

  • The dichotomy between compliance and the rest of the business unit – ie. the perception that while the rest of the business speeds up and adapts an agile framework for competitive advantage, risk and compliance are seen as slowing things down 
  • Strategies to bridge this divide with always-on risk management approaches  
  • Learn how CCOs can empower the business to adopt iterative, cyclical planning that simultaneously achieves business speed and strategic risk management 

In this first full compliance conference in over 2 years, I hope you can join me at Compliance Week 2022. This year’s event will be May 16-18 at the JW Marriott in Washington DC. The line-up of this year’s event is simply first rate with some of the top ethics and compliance practitioners around.
Gain insights and make connections at the industry’s premier cross-industry national compliance event offering knowledge-packed, accredited sessions and take-home advice from the most influential leaders in the compliance community. Back for its 17th year, compliance, ethics, legal, and audit professionals will gather safely face-to-face to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs. and many others to:

  • Network with your peers, including C-suite executives, legal professionals, HR leaders and ethics and compliance visionaries.
  • Hear from 75+ respected cross-industry practitioners who are CEOs, CCOs, regulators, federal officials, and practitioners to help inform and shape the strategic direction of your enterprise risk management program.
  • Hear directly from the two SEC Commissioners and gain insights into the agency’s areas of enforcement and walk away with guidance on how to remain compliant within emerging areas such as ESG disclosure, third-party risk management, cybersecurity, cryptocurrency and more.
  • Bring actionable takeaways back to your program from various session types including ESG, Human Trafficking, Board obligations and many others for you to listen, learn and share.
  • The goal of Compliance Week is to arm you with information, strategy and tactics to transform your organization and your career by connecting ethics to business performance through process augmentation and data visualization.

I hope you can join me at the event. For information on the event, click here. As an extra benefit to listeners of this podcast, Compliance Week is offering a $200 discount off the registration price. Enter discount code discount code TFLAW $200 OFF.
 

Categories
Compliance Week Conference Podcast

Mary Shirley on Women in Compliance and Compliance Programs Down the Road

In this episode of the Compliance Week 2022 Preview Podcasts series, Mary will discuss some of her presentation at Compliance Week 2022 “Women in Compliance”. Some of the issues she will discuss in this podcast and her presentation are:

  • Delve into the evolution of the Caremark doctrine requiring Boards to oversee compliance and explore where the courts and regulators are headed
  • Discuss best practices in managing up to the board, including reporting
  • Examine how to best educate boards and engage them in effective oversight, and what compliance’s role is in that

In this first full compliance conference in over 2 years, I hope you can join me at Compliance Week 2022. This year’s event will be May 16-18 at the JW Marriott in Washington DC. The line-up of this year’s event is simply first rate with some of the top ethics and compliance practitioners around.

Gain insights and make connections at the industry’s premier cross-industry national compliance event offering knowledge-packed, accredited sessions and take-home advice from the most influential leaders in the compliance community. Back for its 17th year, compliance, ethics, legal, and audit professionals will gather safely face-to-face to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs. and many others to:

  • Network with your peers, including C-suite executives, legal professionals, HR leaders and ethics and compliance visionaries.
  • Hear from 75+ respected cross-industry practitioners who are CEOs, CCOs, regulators, federal officials, and practitioners to help inform and shape the strategic direction of your enterprise risk management program.
  • Hear directly from the two SEC Commissioners and gain insights into the agency’s areas of enforcement and walk away with guidance on how to remain compliant within emerging areas such as ESG disclosure, third-party risk management, cybersecurity, cryptocurrency and more.
  • Bring actionable takeaways back to your program from various session types including ESG, Human Trafficking, Board obligations and many others for you to listen, learn and share.
  • The goal of Compliance Week is to arm you with information, strategy and tactics to transform your organization and your career by connecting ethics to business performance through process augmentation and data visualization.

I hope you can join me at the event. For information on the event, click here. As an extra benefit to listeners of this podcast, Compliance Week is offering a $200 discount off the registration price. Enter discount code discount code TFLAW $200 OFF.

Categories
From the Editor's Desk

April and May in Compliance Week

Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week unpack some of the top stories which have appeared in Compliance Week over the past month, look at top compliance stories upcoming for the next month, talk some sports and generally try to solve the world’s problems.

In this month’s episode, we look back at top stories in CW from April around the Russian invasion of Ukraine and the economic sanctions imposed by the West, including simply keeping up with the ever changing sanctions. Kyle previews the a case study on how FedEx is executing an ESG program. We discuss the Compliance Week 2022 Conference scheduled for May in DC. We conclude with a look at some of the top sports stories including a look at the NBA playoffs and the Celtics, find out that Kyle is as big a homer as his predecessor, Tom pays tribute to long-time Houston Chronicle Sports Columnist John McClain, the General and are shocked to find out that the Yankees cheated but still lost to the Astros.

Listeners to this podcast can receive a $200 discount to Compliance Week 2022 by going here and using the Code FOX200.

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Compliance Week Conference Podcast

Lisa Fine on Adapting Compliance Programs to the “New Normal” of the Hybrid/Remote Work Environment

In this episode of the Compliance Week 2022 Preview Podcasts series, Lisa will discuss some of my presentation at Compliance Week 2022 “On Adapting Compliance Programs to the “New Normal” of the Hybrid/Remote Work Environment”. Some of the issues she will discuss in this podcast and her presentation are:

·      Discuss how the way of doing business has changed, both internally and externally, for global organizations and hear how compliance professionals are adapting their programs to account for the changes

·      Benchmark best practices in employee training and outreach programs within a hybrid work environment

·      Assess risks and hear lessons learned in conducting virtual investigations

In this first full compliance conference in over 2 years, I hope you can join me at Compliance Week 2022. This year’s event will be May 16-18 at the JW Marriott in Washington DC. The line-up of this year’s event is simply first rate with some of the top ethics and compliance practitioners around.

Gain insights and make connections at the industry’s premier cross-industry national compliance event offering knowledge-packed, accredited sessions and take-home advice from the most influential leaders in the compliance community. Back for its 17th year, compliance, ethics, legal, and audit professionals will gather safely face-to-face to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs. and many others to:

  • Network with your peers, including C-suite executives, legal professionals, HR leaders and ethics and compliance visionaries.
  • Hear from 75+ respected cross-industry practitioners who are CEOs, CCOs, regulators, federal officials, and practitioners to help inform and shape the strategic direction of your enterprise risk management program.
  • Hear directly from the two SEC Commissioners and gain insights into the agency’s areas of enforcement and walk away with guidance on how to remain compliant within emerging areas such as ESG disclosure, third-party risk management, cybersecurity, cryptocurrency and more.
  • Bring actionable takeaways back to your program from various session types including ESG, Human Trafficking, Board obligations and many others for you to listen, learn and share.
  • The goal of Compliance Week is to arm you with information, strategy and tactics to transform your organization and your career by connecting ethics to business performance through process augmentation and data visualization.

I hope you can join me at the event. For information on the event, click here. As an extra benefit to listeners of this podcast, Compliance Week is offering a $200 discount off the registration price. Enter discount code discount code TFLAW $200 OFF.