Tag: New England Patriots

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Everything Compliance - Shout Outs and Rants

Episode 127 – Shout Outs and Rants – The Awesome Edition

Welcome to Everything Compliance—Shout Outs and Rants. Today we have the quintet of Tom Fox, Jay Rosen, Jonathan Marks, Jonathan Armstrong, and Matt Kelly.

1. Matt Kelly rants about the SEC getting hacked around the Bitcoin ETF announcement and reminds everyone to use two-factor authentication.

2. Tom Fox shouts out to the University of Michigan for winning the College Football National Championship.

3. Jonathan Armstrong shouts out to Jay Rosen, who is in transition and would be a great addition to any compliance product or service BD team.

4. Jay Rosen shouts out to Robert Kraft and the New England Patriots for paying departing coach Bill Belichick his full 2024 salary.

5. Jonathan Marks rants about the Philadelphia Eagles.

The members of the Everything Compliance are:

• Jay Rosen – Jay is Vice President, Business Development, Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com

• Karen Woody – one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu

• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com

• Jonathan Armstrong – is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com

• Jonathan Marks can be reached at jtmarks@gmail.com.

The host, producer, and ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

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GalloCast

Gallocast – Episode 6

Welcome to the GalloCast. You have heard of the Manningcast in football. Now we have the GalloCast in compliance. The two top brothers in compliance, Nick and Gio Gallo, come together for a free-form exploration of compliance topics. It is a great insight into compliance brought to you by the co-CEOs of ComplianceLine. Fun, witty, and insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the dinner table. Hosted by Tom Fox, the Voice of Compliance.

Topics in this episode include:

  • ABB-how, the company’s leadership, made cooperation with the DOJ such a priority that even though it was a threepeat offender, it got a discount from the fine and no monitor.
  • Danske Bank-how the simple decision not to integrate the Estonia branch into the home company’s ERP and DD systems led to a catastrophic failure of over $260bn in money laundering.
  • Wells Fargo was fined $3.7bn this week. Since 2000, the bank has paid over $22bn in fines and penalties. Why can’t the bank fix its broken culture?
  • Elon Musk and Leadership. Why is stability or something like it so critical in the corporate arena?
  • The patriots lose on the final play in what has been called the ‘stupidest play of all time.’ Belichick said it was a lack of ‘situational awareness. Why does a leader need to be aware of the facts and circumstances for each decision?

Resources

Nick Gallo on LinkedIn

Gio Gallo on LinkedIn

Ethico