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Compliance Into the Weeds

Pearson SEC Enforcement Action


Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deep dive into the SEC enforcement involving Pearson. Some of the issues we consider are:

  • How can a failure to disclose lead to a SEC violation?
  • What were the disclosure controls and procedures failures?
  • How is patch management a critical part of cybersecurity?
  • What were the misleading statements made by Pearson?
  • What are the lessons learned?
  • What is the role of compliance? 

Resources
Matt in Radical Compliance
SEC Schools Pearson on Cyber Disclosure Failures