Tag: Star Trek TOS

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Trekking Through Compliance

Trekking Through Compliance-Episode 76 – The Cloud Minders

In this episode of Trekking Through Compliance, we consider the episode The Cloud Minders which aired on February 28, 1969 and Star Date 5818.4.
Compliance Takeaways:
  1. What is institutional justice?
  2. What is institutional fairness?
  3. How do you know your discipline is consistent?
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Trekking Through Compliance

Trekking Through Compliance-Episode 75 – The Way to Eden

In this episode of Trekking Through Compliance, we consider the episode The Way to Eden which aired on February 21, 1969 and Star Date 5832.3.
Compliance Takeaways:

  1. What does your ELT do to support compliance?
  2. How do you utilize your ELT in your compliance messaging?
  3. Do you get the resources support from your ELT?
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Trekking Through Compliance

Episode 74 – Requiem for Methuselah

In this episode of Trekking Through Compliance, we consider the episode Requiem for Methuselah which aired on February 14, 1969 and Star Date 5843.7.

Compliance Takeaways:
  1. Sometimes a CCO must make a stand and speak truth to power.
  2. Why it is important to bring investment into decision making.
  3. Practice yet even with practice, things can still go awry.
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Trekking Through Compliance

Trekking Through Compliance-Episode 73-The Lights of Zetar

In this episode of Trekking Through Compliance, we consider the episode The Lights of Zetar which aired on January 31, 1969, Star Date 5725.3.
Compliance Takeaways:

  1. What is your internal reporting mechanism?
  2. Have you trained your managers to deal with complaints?
  3. What is your triage for complaints?
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Trekking Through Compliance

Trekking Through Compliance-Episode 72-That Which Survives

In this episode of Trekking Through Compliance, we consider the episode That Which Survives which aired on January 24, 1969, Star Date unknown.
Compliance Takeaways:

  1. What is your risk tolerance?
  2. How do you manage sales risk?
  3. How does your Board look at risk?
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Trekking Through Compliance

Trekking Through Compliance-Episode 71-The Mark of Gideon

In this episode of Trekking Through Compliance, we consider the episode The Mark of Gideon which aired on January 11, 1969, Star Date 5423.4.
Compliance Takeaways:

  1. Why is compliance needed at the Board level?
  2. How do you promote middle management up to senior management?
  3. What is your triage protocol?
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Trekking Through Compliance

Trekking Through Compliance-Episode 70-Let That Be Your Last Battlefield

In this episode of Trekking Through Compliance, we consider the episode Let That Be Your Last Battlefield which aired on January 10, 1969, Star Date 5730.2.
Compliance Takeaways:

  1. Why language translation is so important.
  2. The role of compliance in creating safe work places.
  3. Why should you do business with ethical companies?
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Trekking Through Compliance

Trekking Through Compliance-Episode 69 – Whom Gods Destroy

In this episode of Trekking Through Compliance, we consider the episode Whom Gods Destroy which aired on January 3, 1969, Star Date 5718.3.
Compliance Takeaways:

  1. Do you have audit rights and do you exercise them?
  2. High risk does not mean you cannot move forward, it means you must have a robust risk management strategy.
  3. Do you go with facts or your gut in decision making?
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Trekking Through Compliance

Trekking Through Compliance-Episode 68 – Elan of Troyius

In this episode of Trekking Through Compliance, we consider the episode Elan of Troyius which aired on December 20, 1968, Star Date 4372.5.

Compliance Takeaways:
  1. Do you perform continuous monitoring of your 3rd parties?
  2. How deep does your 3rd party investigation go?
  3. How culturally astute is your compliance regime?
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Trekking Through Compliance

Trekking Through Compliance-Episode 67 – The Empath

In this episode of Trekking Through Compliance, we consider the episode The Empath which aired on December 6, 1968, Star Date 5121.0.
Compliance Takeaways:

  1. What is a gap analysis?
  2. Who should be on your investigation team?
  3. What is the Board of Director’s role in hiring?