Tag: Women in Compliance

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Great Women in Compliance

Great Women in Compliance: Resilience is a Muscle You Can Build

In this episode of Great Women in Compliance, Lisa Fine talks with Trish Ashman, Senior Director of Ethics & Compliance (AMEA & APAC) at Cushman & Wakefield, about resilience, integrity, and knowing when it’s time to move on.

Trish shares her journey from private practice in London to Singapore and into the Ethics and Compliance space. Trish was at Wirecard and then at Twitter, both of which had her working through two major corporate crises – the fraud at Wirecard and the ownership change at Twitter. Trish candidly shares her experiences and lessons learned from both of those roles.

At Wirecard, she stayed to support employees during the collapse, focused on fairness and doing what she could to make a difference. At Twitter, after the acquisition dramatically reshaped the company and its compliance function, she considered whether she could still meaningfully influence ethical decision-making and if this role aligned with her values.

This episode is an honest conversation about ethics and compliance as a calling, resilience as a muscle, and how these experiences shaped Trish and helped her become resilient and find a role where she would thrive.

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Great Women in Compliance

Great Women in Compliance – Board Bond: Why Ethics & Compliance Professionals Should Be on Boards and How to Get on One

👉 New #GWIC Episode – Board Bond: Why Ethics & Compliance Professionals Should Be on Boards and How to Get on One

Our expert guests:

• Teri Quimby, who is a Board Director, a coach and advisor, and a former state regulator, and

• Vera Cherepanova, Executive Director of Boards of the Future and an in-demand author and speaker.

Teri Quimby and Vera Cherepanova talked with Sarah Hadden and Ellen Hunt about how #Ethics and #Compliance professionals struggle with being seen as a back-office function rather than strategic risk management and how we bring expertise, experience, and insights that #Boards of Directors can’t afford to overlook. We drilled down into:

✅ Why Boards should diversify their rosters by appointing Ethics and Compliance professionals.

✅ Why it’s a hard sell to get Boards to cast a wider net when looking for new Board members, and what Ethics and Compliance professionals can do to leap over these barriers.

✅ What unique skills do Ethics and Compliance professionals have that are most in demand by Boards?

✅ What successful candidates do to land a Board seat.

👉 Tune in now: Great Women in Compliance

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From the Editor's Desk

From the Editor’s Desk: Episode 28 – May and June, 2024 in Compliance Week

Welcome to From the Editor’s Desk, a podcast where co-hosts Tom Fox and Kyle Brasseur, EIC at Compliance Week, unpack some of the top stories that have appeared in Compliance Week over the past month, look at the top compliance stories upcoming for the next month, talk about some sports and generally try to solve the world’s problems.

Tom Fox and Kyle Brasseur are back, recapping highlights from Compliance Week 2024, focusing on core compliance topics taking center stage, notable panels, and the emphasis on learning from fellow compliance officers.

They also share insights on the powerful role of AI and regulatory policies, reflecting on discussions with industry leaders and experts on managing AI as a tool within compliance frameworks. Additionally, the conversation turns to recent articles in Compliance Week, covering topics like regulatory agencies’ need for CCOs, financial crimes, third-party risk management, and upcoming conferences.

The hosts also touch upon sports, sharing their thoughts on the NBA playoffs and concluding with a discussion on the impact of a Netflix roast of Tom Brady, viewing it from a compliance and personal perspective.

Highlights Include:

  • Recapping Compliance Week 2024 Highlights
  • The FDIC’s Toxic Culture and the Need for CCOs in Regulatory Agencies
  • Deep Dive into Compliance and AI at Compliance Week 2024
  • Exploring Recent Compliance Week Articles
  • Previewing Upcoming Articles and Compliance Events
  • Sports Segment: NBA and NHL Playoffs Insights
  • The Roast of Tom Brady: A Compliance Perspective

Resources:

Kyle Brasseur on LinkedIn

Compliance Week

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Compliance Week Conference Podcast

Compliance Week 2024 Speaker Preview Podcasts – Lisa Fine Chairs the Women in Compliance Brunch N’ Learn

In this episode of the Compliance Week 2024 Speaker Preview Podcasts series, Lisa Fine discusses the panel she will chair at Compliance Week 2024, “Women in Compliance.”Some of the issues she will discuss in this podcast and her presentation are:

  • Getting on Boards
  • Mobility for women in compliance and beyond
  • Seeing old friends and making new ones at Compliance Week 2024

I hope you can join me at Compliance Week 2024. This year’s event will be held April 2-4 at The Westin Washington, DC, Downtown. The line-up for this year’s event is first-rate, with some of the top ethics and compliance practitioners around.

Gain insights and make connections at the industry’s premier cross-industry national compliance event, offering knowledge-packed, accredited sessions and take-home advice from the most influential leaders in the compliance community. Back for its 19th year, join 500+ compliance, ethics, legal, and audit professionals who gather to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs. Compliance, ethics, legal, and audit professionals will gather safely face-to-face to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs, among many others, to:

  • Network with your peers, including C-suite executives, legal professionals, HR leaders, and ethics and compliance visionaries.
  • Hear from 80+ respected cross-industry practitioners who are CEOs, CCOs, regulators, federal officials, and practitioners to help inform and shape the strategic direction of your enterprise risk management program.
  • Hear directly from panels on leadership, fraud detection, confronting regulatory change, abiding by cross-border rules and regulations, and the always-favorite fireside chats.
  • Bring actionable takeaways to your program from various session types, including cyber, AI, Compliance, Board obligations, data-driven compliance, and many others, for you to listen, learn, and share.
  • Compliance Week aims to arm you with information, strategy, and tactics to transform your organization and career by connecting ethics to business performance through process augmentation and data visualization.

I hope you can join me at the event. For information on the event, click here. As an extra benefit to listeners of this podcast, Compliance Week is offering a $200 discount on the registration price. Enter the discount code TFOX2024 for $200 off.

The Compliance Week 2024 Preview Podcast series is a production of the Compliance Podcast Network. Compliance Week is the sponsor of this series.

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Compliance Week Conference Podcast

Mary Shirley on Women in Compliance and Compliance Programs Down the Road

In this episode of the Compliance Week 2022 Preview Podcasts series, Mary will discuss some of her presentation at Compliance Week 2022 “Women in Compliance”. Some of the issues she will discuss in this podcast and her presentation are:

  • Delve into the evolution of the Caremark doctrine requiring Boards to oversee compliance and explore where the courts and regulators are headed
  • Discuss best practices in managing up to the board, including reporting
  • Examine how to best educate boards and engage them in effective oversight, and what compliance’s role is in that

In this first full compliance conference in over 2 years, I hope you can join me at Compliance Week 2022. This year’s event will be May 16-18 at the JW Marriott in Washington DC. The line-up of this year’s event is simply first rate with some of the top ethics and compliance practitioners around.

Gain insights and make connections at the industry’s premier cross-industry national compliance event offering knowledge-packed, accredited sessions and take-home advice from the most influential leaders in the compliance community. Back for its 17th year, compliance, ethics, legal, and audit professionals will gather safely face-to-face to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs. and many others to:

  • Network with your peers, including C-suite executives, legal professionals, HR leaders and ethics and compliance visionaries.
  • Hear from 75+ respected cross-industry practitioners who are CEOs, CCOs, regulators, federal officials, and practitioners to help inform and shape the strategic direction of your enterprise risk management program.
  • Hear directly from the two SEC Commissioners and gain insights into the agency’s areas of enforcement and walk away with guidance on how to remain compliant within emerging areas such as ESG disclosure, third-party risk management, cybersecurity, cryptocurrency and more.
  • Bring actionable takeaways back to your program from various session types including ESG, Human Trafficking, Board obligations and many others for you to listen, learn and share.
  • The goal of Compliance Week is to arm you with information, strategy and tactics to transform your organization and your career by connecting ethics to business performance through process augmentation and data visualization.

I hope you can join me at the event. For information on the event, click here. As an extra benefit to listeners of this podcast, Compliance Week is offering a $200 discount off the registration price. Enter discount code discount code TFLAW $200 OFF.