Over the course of this podcast series, sponsored by Affiliated Monitors, Inc. (AMI), I have visited with Eric Feldman, Senior Vice President of AMI. We have considered the Department of Justice (DOJ) Evaluation of Corporate Compliance Programs, (the “2019 Guidance”), which was released in April 2019. We are exploring what the 2019 Guidance changes are from the Evaluation of Corporate Compliance Program (2017 Guidance), released in February 2017, the structure and emphasis of the 2019 Guidance and what it means for the compliance practitioner going forward. In this concluding Episode, we bring together our final thoughts through a consider of the question “What does it all mean for your compliance practice? For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor at www.affiliatedmonitors.com.
Day: June 3, 2019
In this episode I visit with Pat Harned, CEO at the Ethics and Compliance Initiative. We discuss the ECI’s recently concluded annual conference, Impact and some of the highlights for both Pat and myself. The theme of the event was ECI’s High Quality Program (HQP) Framework Assessment. Some of the highlights from the podcast include:
- The key theme was the HQP Framework Assessment tool. How did the genius bar facilitate discussions around the tool?
- How the physical layout of the event facilitated the thorough discussions at Impact 2019.
- How ECI will use the momentum from this event going forward.
- Some of the working groups which have come out of this event and will working to enhance the HQP.
- What is next for the High-Quality Program and Framework Assessment?
- A preview of some of the upcoming ECI events people can look forward to in the summer and fall, 2019.
Resources: For more information on ECI, click here. For information on the High-Quality Program, click here. For information on the HQP Framework Assessment, click here.
In today’s edition of Daily Compliance News:
- Lengthy detail of Boeing miss-steps in 737 Max software issue. (NYT)
- What price did a whistleblower pay in tennis for reporting match fixing? (NYT)
- UK freezes home ownership for 3 homes purchased with unexplained wealth. (BBC)
- Jamie Diamond criticizes Wells Fargo for having no CEO succession plan. (FT)
