Categories
Trekking Through Compliance

Trekking Through Compliance-Episode 11-The Menagerie (Part One)

In this episode of Trekking Through Compliance, we consider the episode The Menagerie (Part One) which aired on November 17, 1966, Star Date 3012.4.
Compliance Takeaways:
  1. A leader must take care of themselves as well as their crew.
  2. What does it mean if a deal is too good to be true?
  3. Trust but verify.
Resources
Excruciatingly Detailed Plot Summary by Eric W. Weisstein for The Menagerie (Part One)
MissionLogPodcast.com-The Menagerie (Parts 1 & 2)
Categories
Daily Compliance News

Daily Compliance News: June 12, 2019, the Hipster Anti-trust edition

In today’s edition of Daily Compliance News:

  • Is hipster anti-trust coming? (Reuters)
  • Trump Tower in Moscow-the Forbes Report. (com)
  • What are premerger notification requirements and why you should follow them. (WSJ)
  • Yet more reports of Deutsche Bank failings on AML. (com)
Categories
Compliance Into the Weeds

Compliance into the Weeds: Episode 127- Robotic Process Automation

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly (the coolest guy in compliance) and I take a deep dive into Robotic Process Automation.
Some of the highlights include:

  • What is robotic process automation (RPA)?
  • How does it differ from AI?
  • How could a compliance professional use RPA?
  • Why is does it pose unique risks to a corporate compliance function?

For additional reading see Matt’s blog post Thoughts on RPA, Compliance and You

Categories
Great Women in Compliance

Episode 23-Courtney Sander on Operationalizing Compliance

Lisa Fine and Mary Shirley are the proud co-hosts of Great Women in Compliance. They bring to you some of the top female compliance practitioners who relate some of the challenges they have faced and overcome in the compliance profession. In this episode, Mary visits with Courtney Sander about current trends and best practices in Compliance training, what it means to operationalize your program and how younger leaders can gain credibility with key stakeholders. Great Women is Compliance is a part of the Compliance Podcast Network and can be found on Spotify, iTunes, the FCPA Compliance Report and Corporate Compliance Insights.